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COLONIAL ORIGINS
NEW ENGLAND SENATES
JOHNS HOPKINS UNIVERSITY STDDIES
IN
Historical and Political Science
HERBERT B. ADAMS, Editor
History Is past Politics and Politics are present History — lyeeman
FOURTEENTH SERIES
III
COLONIAL ORIGINS
NEW ENGLAND SENATES
By F. L. RILEY, A. M.
Fellow in History, J. H. U,
baltimore
The Johns Hopkins Press
PUBLISHED MONTHLY
MARCH, 1896
COPTEIGHT, 1896, BY THE JOHNS HOPKINS PeESS.
JOHN HUBPH7 A 00., PEDJTEES,
BALTIUOEE,
CONTENTS.
PAGE.
Intboductiok 7
Chapter I. — Massachusetts.
Section I. — Governmental Beginnings 9
Section II. — The Executive Function 11
Section III. — The Judicial Function 16
Section IV. — The Legislative Function 18
Section V.— The Proposed Constitution of 1778 23
Section VI.— The Constitution of 1780 25
Chapteb II. — Connecticut.
Section I. — Governmental Beginnings 28
Section II. — The Executive Function 31
Section III. — The Judicial Function 33
Section IV. — The Legislative Function 36
Section V.— The Constitution of 1818 38
Chapter III. — New Hampshire.
Section I. — Governmental Beginnings 40
Section II. — The Executive Function 41
Section III. — The Judicial Function 43
Section IV. — The Legislative Function 46
Section V.— The Constitution of 1776 48
Section VI.— The Proposed Constitution of 1779 51
Section VII.— The Proposed Constitution of 1781 51
Section VIII.— The Constitution of 1783-4 52
Chapter IV. — Rhode Island.
Section I. — Governmental Beginnings 64
Section II. — The Executive Function 59
Section III. — The Judicial Function 60
Section IV. — The Legislative Function 64
Section V.— The Constitution of 1842 66
5
6 Contents.
Chaptek V. — Conclusions. page.
Section I. — Origin of the New England Senates 69
Section II. — Forces Which Gave Direction to their Development.
1. Limitation of the Number of Counsellors 72
2. Extent of Authority and Growth of the Colonies 72
3. Illogical Principle upon which Power was Distributed 73
4. Introduction of the Idea of a Complete Sepaartion of the
Functions of Government 74
5. Inter-Colonial Influences 74
6. English Charters and Precedents 74
Season III. — Inherited Characteristics of the Senates.
1. Size 76
2. Personnel 76
3. Basis of Selection 76
4. Term of Office 76
INTRODUCTION.
The American Senates, like all other great institutions, are
not the products of invention but of growth ; a growth, too,
which required more than a century to mature. They appear
in our early State Constitutions as the results of a series of
evolutions which are synchronous with our colonial history.
This research is designed to trace ultimately^ the successive
steps of this development from its inception in colonial insti-
tutions to its final results as embodied in our State and Federal
Constitutions. It is undertaken with the desire of determin-
ing, as far as practicable, the different forces which have given
direction to this growth and the relative effect of native and
foreign influences in the formation of the finished product.
Since the greater part of this study is confined to a period
antedating the separation of governmental functions, it neces-
sitates a more or less comprehensive treatment of all the
departments of colonial government. The Colonial Councils,
from which the State Senates evolved, originally exercised a
power which was three-fold, — executive, judicial and legisla-
tive. In the course of time, however, they lost their executive
and judicial authority, as is shown in the following pages, and
were thus merged into State Senates in the present sense of
the word.
^ The present study, however, is confined to the New England colonies, a
continuation of the work being reserved for a future publication.
7
COLONIAL ORIGINS OF NEW ENGLAND
SENATES.
CHAPTER I.
Massachusetts.
Section I. — Governmental Beginnings.
Historians and jurists of rare ability have subjected the first
charter of the Massachusetts Bay Colony to the most searching
analyses in order to determine the nature and extent of the
power which it conferred upon the patentees. The conclusions
which have been reached on this point are by no means har-
monious. Some maintain that the charter conferred no powers
apart from those exercised by ordinary trading corporations,
and that it was therefore totally inadequate for the establish-
ment of a commonwealth in a foreign land ; ^ while others, no
^ Lodge's Short History of English Colonies in America, 41 2 ; Oliver's Puritan
Commonwealth, 52, 76; Massachuselis Historical Soc. Proceedings, 1869, 166-188.
An excellent account of the limitations of this instrument is also given in
Brooks Adams' Emancipation of Mass., Ch. I. " Some of the best politicians
and lawyers, after the Revolution, Somers, Holt, Treby and Ward noted the
following defects in this charter : That being originally granted to a great
company resident in England, it was wholly inapplicable to the circum-
stances of a distant colony, because it gave the body politic no more
jurisdiction than every other corporation within the Kingdom ; that no
authority was conferred to call special assemblies, wherein should appear
the delegates of the people, because representation was expressly excluded
9
10 Colonial Origins of New England Senates. [102
less eminent, contend that the colonists in erecting a civil
government upon this basis neither violated the laws of
England nor transgressed the limits of their prerogatives as
defined in the charter.^ However this may be, the transfer
of the charter to the colony in 1630 afifected the political status
of the Assistants, or Counsellors very materially, since in the
inevitable confusion arising out of this shifting of the seat of
government, they were able to exchange the vaguely defined
powers of the charter for a more substantial authority based
upon the political necessities of the colony. Hence their power
developed with astonishing rapidity.'' From " directors of a
by the clause requiring the presence of the freemen in the General Courts ;
that no pernaission was given to raise money either on the colonists or on
strangers trading thither, because the King could not give an authority
which he did not himself possess ; that it did not enable the legislative
body to erect various judicatories, either of admiralty, or probate of wills,
or of chancery, because that required such a special grant as did not here
exist." (Neal's History of New England, ed. 1741, II, 105-6; Chalmer's
Political Annals, I, 141-142).
* Prof. Joel Parker, the successor of Judge Story in the Cambridge Law
School maintains the following theses which he supports by a series of
cogent arguments: (1) That "the charter was not intended to be an act
for the incorporation of a trading or merchants' company merely. But it
was a grant which contemplated the settlement of a colony, with power in
the corporated company to govern that colony " ; (2) " The charter author-
ized the establishment of the government of the colony within the limits of
the territory to be governed as was done by vote to transfer the charter and
government"; (3) "The charter gave ample power of legislation and of
government for the plantation or colony, including power to legislate on
religious subjects in the manner in which the grantees and their associates
claimed and exercised the legislative power" ; (4) " The charter authorized
the creation and erection of courts of judicature to hear and determine
causes and to render final judgments and cause execution to be done without
any appeal to the courts of England." {Mass. and Its Early History, Lowell
Institute Lectures, 1869, 357-439). For further arguments pro and con
on this subject see Ellis' Puritan Age in Mass., Ch. VII; Adams' Emanei-
paiion of Mass., Ch. I.
• Within a few months three important acts were passed which gave the
Assistants powers that transcended the limits defined by the charter. 1. At
the first General Court held at Boston in October, 1630, the freemen,
103] Massachusetts. 11
company," with a limited term of office as contemplated by
the charter/ they soon rose to the dignity of magistrates ^ with
practically a life-tenure of office. Another short step made
them virtual "rulers of a commonwealth" with all the depart-
ments of government under their control.^
Section II. — The Executive Function.
In the exercise of executive power, however, they acted
more in accordance with the provisions of the charter than
through the influence of the newly arrived Governor and Assistants (Hutch-
inson's Hist, of 3/ass., I, 30), who had been chosen in England {lb., 20),
delegated to the Assistants the privilege of choosing from among themselves
" a Goun'^ & Deputy Goun'', whoe w'*" the Assistants should haue the power
of makeing lawes & chuseing officers to execute the same;" and retained
for themselves only the power of choosing Assistants " when they are to
be chosen." {Mass. Col, Rec., I, 79.) Of course the practical result of this
last clause was a life-tenure for the Assistants. (Hutchinson, 1, 30 ; Palfrey's
Compendious Hist, of New Eng., T, 123 ; Winthrop's Hist, of New Eng., I, 85 ;
Hubbard's Hist, of New Eng., 147). 2. Six months later it was voted that
these extraordinary powers which had been granted the Assistants might
be exercised by five or even a less number {Mom. Col. Rec, I, 84), though
the charter required at least six Assistants and either the Governor or
Deputy Governor to constitute a quorum {lb., 11). 3. Two months later
(May 18, 1631), it was enacted that for the future "it shalbe lawfull for
the Comons to ppounde any pson or psons whome they shall desire to be
chosen Assistants, & if it be doubtfull whith"^ it be the greaf pte of the
comons or not, it shalbe putt to the poll. The like course to be holden
when they, the said comons, shall see cause for any defect or misbehav' to
remoue any one or more of y^ Assist*"." {Mass. Col. Rec., I, 87.) The
obscurely-worded sentence which seems to have been appended as " a rider"
at the end of an act that would have been otherwise very liberal, created a
precedent for a permanent tenure of the magistracy, " since it required the
invidious and difficult process of a vote for the confirmation or removal of
Assistants already in office" (Palfrey, I, 123; Winthrop, I, 85). Hence
" the dignities, the emoluments and for a considerable time, the powers of
the government were monopolized by ten or twelve persons." {PuriUin
Com., 55 ; Hutchinson, I, 293, note).
^Mass.Col.Rec.,l,\0,\'2..
* Grahame's Col. Hist, of U. S., I, 162 ; Puritan Com., 55, 56.
^ See Prof. G. H. Haynes' Representation and Suffrage in Alass., 1620-1691,
J. H. U. Studies, Twelfth Series, VIII-IX, Ch. 2.
12 Colonial Ch'igins of New England Senates. [104
when assuming the other functions of government. It is
probably due to this cause that they were enabled to keep
strictly intact, throughout the colonial period, this alone of all
their original powers.
The first charter vested the executive function in the Gov-
ernor, Deputy Governor and eighteen ^ Assistants or Counsel-
lors.^ Their general duties pertained to the transactions of
"matters in the absence of the General Court." ^ Further
details as to time and place of meeting, as well as the specific
nature and scope of their duties, were to be determined as the
exigencies of the colony might demand. Randolph, writing
about 1676, says that the Council met in its executive capacity
twice every week, and as often besides as it was convened by
the Governor.*
^ This number was not chosen, however, at any one time in the first fifty
years after the transfer of the charter to the colony in 1630. ( Palfrey, II,
233). During the earlier years from six to nine were generally chosen,
vacancies being left for men of note who might come over. (Palfrey, I,
149; Hutchinson, 1,44-5). In 1658 the number was limited by law to
fourteen. {Mass. Col. Eec., IV, 1 pt. 1, 347). This law was repealed in 1641,
yet the practice remained the same. {lb., 347 ; pt. 2, 32 ; 468, Palfrey,
II, 28). On the next year Charles II demanded that not more than
eighteen nor less than ten Assistants be chosen annually. {Mass. Col,
Bee., IV, pt. 2, 32; Perry's Hist. Papers of the Amer. Col. Church, 35). A
special election was held in October 16, 1678, to bring the number up to
eighteen in compliance with a demand of the home government. {Mass.
Col. Bee., V, 195). July 24, 1679, the King demanded " that the ancient
number of Assistants be henceforth observed as by charter." (Hutchinson,
I, 293; Chalmers, I, 451). This was observed until 1686 {Mass. Col. Bee.,
V, 513), when the government passed into the control of a President and
Council appointed by the Crown. {Conn. Col. Bee., Ill, 207, note).
* Savage (Winthrop, II, 207, note) observes that without the Assistants
" the Governor would have been nothing and with them his power seems
to have been hardly more than that of primus inter pares." He presided
over the sittings of the Council and was entitled to one vote at all times,
and two when there was a tie. {Ibid; Hutchinson, II, 15; Palfrey, III,
71-2, 74; Barry's Hist, of Mass., II, 16, 17).
^Mass. Col. Bee., I, 10; Chalmers, 137, 436.
* Randolph's Presemt State of New England, published in Perry's Historieal
Papers of the American Colonial Church, 2-3; Washburn's Judicial History of
Massachusetts, 23.
105] Massachusetts. 13
Yet the exercise of this authority, as broadly outlined in the
charter/ did not go unchallenged. Before the details of the
Council's power could become crystallized into precedents
which could be cited as historical grounds for its activity,
it encountered the opposition of the Deputies. The latter
attempted first to gain admittance to the executive Council,
but failing in this, they tried to make it strictly dependent
upon the General Court.^ This acrimonious contest was finally
settled by referring the matter to the elders — the sacred oracles
of the colony — who, as usual, declared in favor of the patri-
cians. Hence the composition and powers of the Executive
Council remained in statu quo. The Deputies, frustrated in
their first attempt to share the executive function with the
Council, then resorted to various schemes, by which they still
hoped to diminish its powers.^
^ Chalmers' Political Annals, 137 ; Mass. Col. Rec, I, 10.
*The first conflict arose in 1643, when the General Court committed the
affairs of the colony during its recess to the Magistrates and the Deputies
of Boston, Charlestown, Cambridge, Roxbury and Dorchester. {^Mass. Col.
Rec., II, 46). This addition of Deputies to the Executive Council was
opposed by the Magistrates, who contended that it was an infringement
upon their charter rights. The controversy was renewed the next year
when the Deputies made a proposition that the General Court issue commis-
sions " whereby power was given to seven Magistrates and three Deputies
and Mr. Ward (some time pastor of Ipswich and still a preacher) to order
all affairs of the commonwealth in the vacancy " of that body. ( Winthrop,
II, 204-5). They contended in support of this act that " the Magistrates
had no power out of the General Court but what must be derived " from it.
This proposition was also rejected by the Assistants as " an innovation upon
the charter." They were then tendered "a commission for war only,"
which they likewise rejected. They also refused to suspend the exercise
of their executive power until the matter could be settled at the next
General Court. {Rid., 204-206).
'Winthrop, II, 282-284. They enacted such "a body of law, with pre-
script penalties in all cases" that "nothing might be left to the discretion
of the Magistrates." Many of them were agreed upon by the Magistrates,
but they finally returned some with their non-concurrence. The Deputies
then complained that the Magistrates " would have no laws." They also
expressed opinions contrary to the decision of the Magistrates when acting
in this capacity, — all of which tended "to weaken the authority of the
Magistrates and their reputation with the people." {Ibid.).
14 Colonial Origins of New England Senates. [106
In the second charter^ provision was made for the estab-
lishment of a Council of twenty-eight members ^ to be chosen
by the Assembly, subject to the approval of the Governor.
The executive powers of this body differed somewhat from
those which it had previously exercised. It was deprived of
the power to grant land,' but in connection with the Governor,
was given authority to nominate and appoint judges, commis-
sioners of Oyer and Terminer, sheriffs, provosts, marshalls,
justices of the peace and other officers of the " Council and
Courts of Justice," * to issue warrants for disposing of public
revenues ; ® and to exercise martial law upon the inhabitants.*
It also gave the entire executive authority into the hands of
the Council upon the death or absence of the Governor and the
Lieutenant Governor.^ In addition to these duties, numerous
other executive powers were granted it by the legislature from
time to time.^
'The temporary and reactionary periods of Androa' rule demands no
attention in this connection.
' This requirement was not always strictly observed. Between 1741 and
1766, whenever the Governor rejected any of the twenty-eight names sug-
gested by the Assembly, their places were left vacant, the Assembly refusing
to nominate others by way of retaliation. (Hutchinson, III, p. 152). This
finally led to the formation of a list of " Mandamus Counsellors." ( Palfrey,
IV, 433).
'Acta and Res. of the Prov. of Mass. Bay, I, 17.
* Ibid., 12 ; Douglass' Summary of Amer., I, 473, 486.
* Acts and Res., 16, 218 ; Randolph's Pres. State of New England in Perry,
19 ; Palfrey, III, 74.
'Acts and Res., I, 18.
' IMd., 19, VII, 283, note ; Poore's Charters and Constitutions, I, 953. The
administration devolved upon the Council for the first time, July 7, 1701,
though there was at that time some doubt as to whether the Council or its
President should exercise this function. (Hutchinson, II, 117). In 1704,
the Queen directed that under such circumstances the eldest counsellor
should preside, but it was never observed, because contrary to the charter.
{Ibid., 191).
^ They were given privileges to grant licenses for erecting buildings in
Boston (Acts and Res., I, 42, 405), admitting and removing settlers {Ibid.,
90, 194, 402) ; allowed to award bounties {Ibid., 473), appoint commissioners
107] Massachusetts. 15
A conflict arose over the extent of power conferred by the
clause which gave the Governor and Council authority to sign
warrants for the disposal of public money. This struggle
extended over a period of several years/ and was not ultimately
settled until the formation of the constitution of 1780.^
{Ibid., 385, 211, 473), reward services (Ibid., 424), appoint certain courts
{Ibid., 719), reprieve condemned persons (Randolph's Pres. State of 2^ew
Eng.), etc.
' This power seems to have been the first under the new charter to be
assailed by the Representatives. In 1695 the legislature passed an act to
the effect that " no public money be or ought to be disposed of by his excel-
lency, the Governor, and Council, but for the uses and intents of, and
according to the acts by which the said money is raised." {Acts, 170).
This act was repealed by the King in Council a year later. {Ibid., note).
By degrees, however, the House " acquired from the Governor and Council
the keys of the treasury," and by the year 1728, " no moneys could be issued
without the vote of the House for that purpose" (Hutchinson, II, 266), and
the right of the Representatives to originate money bills was undisputed.
" But they went further and intrenched upon the charter rights of the
Council and allowed no payment to be made for services until ihey had
judged whether they were performed and had passed a special order for such
payment." {Ibid.). They even voted that there should be paid out of the
treasury to the Speaker of the House 300 pounds sterling "to be applied as
they shovld direct." A-fter about three weeks of altercation, it was agreed
that 100 pounds should be so allowed, and that 200 pounds be paid to such
agent as should be chosen by the whole Court. {Ibid., 272-3). The House
gained the point at issue, and continued to designate the objects for which
moneys were raised, thus leaving nothing to the discretion of the Governor
and Council, until 1729, when Governor Shute vetoed an appropriation biU
for this reason. {Ibid., 322). The dispute which followed was settled
unfavorably for the House. {Ibid., 338-9). In 1732, the Representatives
succeeded in passing a bill not materially differing from the old method.
{Ibid., 339). In 1733, they successfully claimed a right to audit the public
accounts. In later years grants for the defense of the province were so
made that the Governor and Council were restrained from drawing money
from the treasury "for any other purpose." Governor Pownall submitted
to this invasion only under protest, on January 25, 1758, though his prede-
cessor had allowed it without complaint. {Ibid., Ill, 66-67). In 1762, the
House remonstrated against the method in which this power had been
exercised, stating that it was taking away " their most darling privilege,"
and that it was "annihilating one branch of the Legislature." {Ibid., 97).
On this subject, see also Minot's Hist, of Mass., II, 65 et seq.
* See in/ro-
16 Colonial Origins of New England Senates. [108
Section III. — The Judicial Function.
One of the many serious defects of the first charter was its
failure to provide for the erection of a judicial system. Upon
the transference of the government to the colony, the Assist-
ants took advantage of this defect and, realizing the necessities
of the colony, clothed themselves in judicial ermine and
transformed their court into a tribunal of justice.^ Their mag-
isterial power, once conceded ^ in time of necessity, remained
very extensive during the existence of the first charter.^ In
this capacity they served not only in the General Court, which
by the law of 1634, was declared "the chief civil power of
the Commonwealth," * but in the " great Quarter Court " of
appeals established in 1635-6,' the semi-annual "Court of
Assistants" organized in 1639,^ as well as in the capacity of
^ Puritan Commonwealth, 78.
* Mass. Col. Rec., I, 89.
' Washburn's Judicial Hist, of Mass., 42.
* Col. Laws (ed. 1660), 88. Latchford, in his Plain Dealing, written about
1640, says of the General Courts, " They have the power of Parliament,
King's Bench, Common Pleas, Chancery, High Commission and Star
Chamber, and all other Courts of England."
^Mass. Col. Bee., I, 169; Hubbard, 243.
^ Col. Laws, 23, 90. Randolph, writing in 1676, says : " There be two
Courts of Assistants yearly kept at Boston by the Governor or Deputy
Governor and the rest of the Magistrates upon the first Tuesday in March
and the first Tuesday in September, to hear and determine all actions of
appeal from inferior courts and all capital and criminal causes extending to
life, member or banishment." {Pres. State of New Eng. in Perry's Historical
Papers, etc., 3). They also exercised " admiralty jurisdiction and appellate
jurisdiction in matters of probate." (Washburn, 30; Chalmers, 436). In
fact, the jurisdiction of this Court was as extensive as that of the General
Court (Washburn, 29) which retained only appellate power {Col. Laws, 45)
except in chancery cases over which it exercised original jurisdiction until
1685, when a subordinate system of chancery was established. (Washburn,
28). After 1642 the General Court exercised appellate jurisdiction over
criminal cases only. {Col. Laws, 199).
109] Massachusetts. 17
ex oficio justices in the lower courts of the colony,^ and indi-
vidual magistrates in the town where they resided.^
Under the second charter, which left to the legislature the
establishment of courts of judicature, the judicial power of the
Governor and Council was greatly diminished.^ In fact, they
were granted jurisdiction only in cases of probate * and divorce.
These duties, however, soon proved too onerous, and the
Governor and Council, by the right of substitution which
they possessed as a civil law court, created Judges of Probate
in every county, from whose decisions appeals could be taken
to them as a Supreme Court of Probate.* Thus, by the end
of the colonial period, the Council had reduced its judicial
duties to a minimum, retaining little more than appellate
jurisdiction over a very limited field of judicature.
1 Hutchinson, ir, 21 ; Mass. Col. Bee, I, 169, 175; Hubbard, 234.
*This seems to have been the origin of the civil jurisdiction of Justices
of the Peace in Massachusetts, though Stearns {Real Actions, 506) thinks it
began with the act of 1644, and Judge Parsons {M. JR., IV, 515) says that
Justices of the Peace were not known as oflBcers under the first charter.
The limiting of their individual jurisdiction was first placed at 20 shillings,
but was subsequently (1644) raised to 40. Randolph {Pres. Slate of New
Eng. in Perry's Hist. Papers, 3) says that " every Magistrate is a Justice
of the Peace and can determine any cause under forty shillings, can
commit to prison and punish offenders for breach of laws and impose fines
according to discretion." See Washburn, 36 ; also Chalmers, 37 ; Maaa. (M.
Bee., I, 276,
^ The powers of the General and the Assistants' Courts were granted to a
Superior Court, those of the County Courts to Courts of Common Pleas and
Quarter Sessions, while the regular Probate Courts exercised a part of the
former powers of the County Courts and the jurisdiction of the Magistrates
and Commissioners of small causes was exercised by Justices of the Peace.
Probate and divorce matters were left to the Governor and Council, whose
decisions were rendered by a major vote of the whole Court. (Hutchinson,
II, 451-2).
* Washburn, 138, 187.
* Washburn, 187. When the Legislature undertook to exercise the power
of creating similar courts, the King negatived the act.
2
18 Colonial Origins of New England Senates. [110
Section IV. — The Legislative Function.
The legislative power of the Assistants, which, after the
transfer of the first charter to the colony/ rose so quickly to
high-tide, soon began to ebb with even greater rapidity. Only
a short time after the reaction set in, this oligarchy ^ — for such
the government under the Board of Assistants had become —
was stripped of its power and replaced by a representative
government, which became permanently established in 1634.^
^See supra. 'Chalmers, I, 157-8.
'Opposition to the Assistants originated over a question of taxation. On
February 3, 1632-3, they levied a tax of eight pounds upon the inhabitants
of Watertown {Mass. Col. Eee., I, 93), which evoked from tliese people a
protest that " it was not safe to pay moneys after that sort, for fear of bring-
ing themselves and posterity into bondage." (Winthrop, I, 84 ; Lodge, 345).
Although this particular case seems to have been amicably settled, the
freemen of the colony were aroused to an assertion of their rights, and a
number of reforms followed in its wake. T\yo months later (April 3, 1633)
the powers of the Governor were definitely defined (Winthrop, I, 86), and
in another month (May 9, 1633) the powers of the Assistants were restricted
by a sweeping act of reform which required : 1, That the Governor, Deputy
Governor and Assistants should be elected by the freemen ; 2, That these
officers should be "new chosen every year" ; and 3, That there should \)e
"two of every plantation appointed to confer" with the Governor and
Assistants "about raising of a public stock." {Mass. Col. Rec, I, 95 ; Win-
throp, I, 90, 91 ; Hutchinson, I, 30; Holmes' Annals of America, I, 258).
The last of these acts meant that the Court of Assistants was no longer
recognized as a representative assembly, and that the people were deter-
mined to levy taxes only through their representatives.
The rapid acquisition of authority by representatives of the towns, and
the corresponding loss of power by the Assistants, is remarkable. In 1632,
representatives of the towns were permitted only to " advise" and " agree"
with the Assistants on matters of taxation. Two years later they were
instructed " to meet and consider of such matters as they were to take in
order" at the next General Court. (Winthrop, I, 152 el aeq.). But when
they met this time they questioned the right of the Assistants to make laws,
and contended that the charter granted such privileges only to the General
Court. In spite of the Governor's attempt to evade the issue {Ibid., 153)
a body of twenty-four representatives appeared at the next General Court,
and were fully incorporated into the legislative body of the colony. At
Ill] Massachusetts. 19
At this date the General Court became the legislature of the
colony, and was composed of the Assistants who represented
the colony as a whole and the Deputies who represented the
towns.
For the next ten years both bodies sat as one house and
usually voted together, " without any distinction, the major
part of the whole number determining the vote." The number
of Assistants, however, was limited by the charter, while the
Deputies were allowed to increase with the formation of new
towns. Hence there arose a struggle for existence, on the part
of the Assistants. A Council for life was established in order
to strengthen their ranks.^ Yet had not the Assistants taken
the following precaution, they would have lost "all their
this Court several radical reforms were introduced. Besides electing a new
man for Governor, and fining the Assistants for their past, conduct, the free-
men enacted : 1, That the General Court alone had power to admit freemen ;
2, To make laws, to elect and remove officers, and to define their duties ;
3, To raise moneys and taxes and to dispose of lands; 4, That there were
to be no trials for life or banishment except by a jury, or by the General
Court ; 5, That there were to be four General Courts held annually which
were not to be dissolved without their consent ; and 6, That Deputies were
to be elected and given " the full power & voyces of all the . . . ffreemen,
deryved to them for the makeing & establishing of lawes, graunting of
lands, &c., & to deale in all other affaires of the comonwealth wherein the
ffreemen haue to doe, the matter of eleccon of magistrates & other officers
onely excepted, wherein euy freeman is to gyve his owne voyce." {Mass.
Col. Bee, I, 117-9 ; Hutchinson, I, 39-40 ; Grahame, I, 169).
^At a General Court held March 3, 1635-6, it was ordered that at the
next election there should be chosen " a certaine number of Magistrates for
tearme of their lives." {Mass. Col. Bee, I, 167). This act so contrary to
both the spirit and the letter of the Charter {Ibid., 10), was passed through
the combined influence of the Assistants and the clergy (Oliver's Puritan
CommonweaUh, 63), ostensibly to conform to the teachings of the Bible, but
really to counteract the rapidly developing power of the freemen, by
tempting over to the colony " some of the peers and other leading men
who might expect at home, in due season, to be raised to the upper house."
(Winthrop, I, 219-220, note). It was virtually repealed on June 6, 1639.
{Ibid., 363-4; Hubbard, 244; Mass. Col. Bee, I, 167, 264). Savage (Win-
throp, I, 364, note) observes that this is probably the only instance of an
election for life to any legislative or executive office in our country.
20 Colonial Origins of New England Senates. [112
weight in the legislative part of the government." ^ Through
their influence, it was enacted in 1635 that " noe lawe, order, or
sentence shall passe as an act of the Court, without the consent
of the great' pte of the magistrates on the one pte, & the
great' number of the deputyes on the other pte ; & for want
of such accorde, the cause or order shalbe suspended, &
if either ptie think it soe materiall, there shalbe forthwith
a cornitte chosen, the one halfe by the magistrates, <fe the
other halfe by the deputyes, & the comittee soe chosen to
elect an vmpire, who togeather shall have power to heare &
determine the cause in question." ^ This act, however, seems
to have been soon forgotten in the conflicts ^ which arose over
the exercise of the " negative power." The Assistants main-
tained that they had a charter right to such a power, while
the Deputies, being in the majority, contended for a joint vote
on all matters. These struggles finally resulted in the intro-
1 Hutchinson, I, 396-7. ^ Mass. Col. Bee., I, 170.
' The first occasion for such a disagreement arose over the request of Mr.
Hooker and his congregation for permission to remove to Connecticut. The
Governor, two Assistants and fifteen Deputies favored the request, while the
Deputy Governor, five Assistants and ten Deputies opposed it. Thus the
majority vote of the two bodies taken separately diflfered, but on a joint
ballot it stood eighteen to sixteen against the Assistants. The Assistants,
however, maintained their right to negative the vote of the Deputies, and
were successful through the influence of Mr. Cotton, who preached a sermon
on this subject at an interval given for fasting and prayer, when the struggle
had reached its height. The Deputies yielded only in this particular case,
without a final concession of the point. (Winthrop, 1, 167-9; Hutchinson,
I, 47). For the prevention of such dead-locks in the future, the act cited
above was then passed. These struggles finally terminated in the celebrated
case concerning the possession of a hog. On this point a majority of the
two bodies disagreed upon a separate vote. The Deputies insisted upon a
joint ballot, which gave them a majority. Though the "sow business" was
never decided, the controversy resulted in the settlement of the constitu-
tional question in dispute. (Winthrop, II, 83-86, 139-143). The Magis-
trates ofl^ered the next year to surrender their negative power if the freemen
would consent that their representatives should not exceed them in number
and should be " elected by the shires instead of the towns." The proposition
was rejected and probably never again renewed. (Winthrop, II, 214).
113] Massachitsetts. 21
duction of the bicameral system, and in granting to each body
a negative over all the legislative acts of the other.^
From the date of this separation, March, 25, 1644, the two
bodies were distinct, and their powers began to differentiate.
The Deputies became what Chalmers calls "the democratic
branch of the legislature,'"^ while the Council took on the
functions of an upper house, though still retaining its separate
position as an executive advisory body.
In its subsequent evolution, as a branch of the legislature,
the Council underwent one radical change in membership.
This was the removal of its two ex officio members, — the
Governor and the Lieutenant Governor. The former ceased
to be a member of the Legislative Council in 1716^ and the
' See Prof. T. F. Moran's Rise and Development of the Bicameral System in
America, J. H. U. Studies, Thirteenth Series, V, 8-13. This order, not by
hurtfuUy withdrawing a power from the Magistrates as had been attempted,
but by beneficially conferring an equal power upon the Deputies, deter-
mined the great contention about the negative voice and completed the
frame of the internal government of Massachusetts, destined to undergo no
farther change for forty years.'' (Palfrey, I, 259). A modification of this
law was soon found necessary in judicial matters, since it would have pre-
vented any decision in many cases. It was, therefore, agreed in 1652, that
the veto power should be exercised only in legislative matters and that the
two houses should vote together in their judicial capacity, when they were
unable to reach a conclusion separately. {Mass. Col. Eec., Ill, 179 ; IV, pt.
1, 82; Hutchinson, I, 134-5).
*Polit. Annals, 166. Douglass (Summary, I, 213-4) calls the Councils the
" aristocratical " and the Kepresentatives the "democratic" elements of the
colonial legislatures.
' Under the first charter, the Council was composed of the Assistants, the
Governor and the Deputy Governor. It was presided over by the Governor
or, in his absence, by the Deputy Governor, who was not given a veto power
and was therefore in 1641 allowed a vote in its proceedings. His power as
a presiding officer was little more than that of the other members. If he
refused to put to vote a question opposed to his views, it could be done by
any other member of the body. (Hutchinson, I, 62-3). The second charter
gave him a veto power, but was silent as to whether he should be considered
a member of the Council in its legislative capacity. Since departures from
old precedents were made only by degrees, his claims to a seat were asserted
and conceded only at intervals. Lord Bellomont (1699-1700) and Governor
22 Colonial Origins of New England Senates. [114
latter in 1767/ but both continued to hold their positions in
this body when it acted in an executive capacity.
There was also an important change iu the relations between
the two branches of the Legislature. The Council lost the
power to originate money bills, and this function came to be
exercised by the Deputies alone. On this point Hutchinson
observes that the House had " by degrees acquired from the
Governor and Council the keys of the treasury and no money
could be issued without the vote of the House for that pur-
Dudley (1702-1716) considered themselves not only members, but heads of
the Council in both its executive and legislative capacities. They sat with
the Counsellors, directed their debates and proposed all their business. The
Governors who came into office after 1716 neglected to contend for such
privileges and thus ceased to be regarded as members of the legislative
Council.
^ It was evidently intended for the Lieutenant Governor to be an ex officio
member of the upper house of the legislature under the second charter as
he had been under the first. Mr. Stoughton, the first Lieutenant Governor
under the second charter, though not at first elected a member of the
Council was considered " a Counsellor, ex officio, and voted and was upon
committees the whole year." (Acts and Resolves of Prov. of Mass. Bay, VII,
6, note; Hutchinson, II, 174). At the second election he was regularly
chosen one of the twenty-eight Counsellors as well as Lieutenant Governor,
and was therefore doubly entitled to a seat in that body. His immediate
successors also attended the meetings of the Council whether so selected or
not, but they vote^l in its proceedings only when elected as Counsellors. In
1732 the rights of the Lieutenant Governor to an ex efficio seat in the Council
when sitting in its legislative capacity was first challenged in the case of
Mr. Phipps, who having been elected Lieutenant Governor against the
desire of the Governor, was forbidden by the Governor to sit in that body
** unless he should be elected by the Assembly and approved by the Gov-
ernor." The question was finally settled in 1767 when Lieutenant-Governor
Hutchinson failed to be elected to the Council. He was in constant attend-
ance upon the meetings of the Council during the first session after his
defeat, but "did not vote nor take any share in the debates." At the second
session, however, his attendance was characterized by the House as " a new
and additional instance of ambition and lust of power" (Hutchinson, III,
175 et seq.), and in spite of the efforts of the Governor and other friends,
the House successfully maintained its position and the Lieutenant-Governor
ceased to be an ex officio member of the upper branch of the Legislature.
{Ibid., 176-7).
115] Massachusetts, 23
pose." ^ Hence, in 1744 the Governor requested the Assembly
to grant him and his Council power " to draw upon the treas-
urer" as occasion might require.^
Section V. — The Proposed Constitution of 1778.
During the revolutionary period the Council retained the
powers which had been granted by the second charter.^ But
the necessity for a more perfect constitution was soon recog-
nized by the people, and efforts were early made to prepare
one, although the perturbed state of society, occasioned by
the war was not very favorable to such an undertaking.* To
meet this necessity a committee appointed by the General
' Hist, of Mass., II, 266, 303 ; III, 66. The struggles over the exercise of
this power by the House and its effect upon the executive authority of the
Council has been noted in detail. See supra, p. 15, note 1.
* Douglass' Summary, I, 473. In the preceding treatment, the develop-
ment of the Council in the Plymouth colony has been omitted because
the affairs of that settlement exerted little or no influence upon the
constitutional development of Massachusetts into which it was merged in
1691. See Moore's Lives of the Oovemors of New Plymouih and Mass. Bay,
228. The history of the Council of New Plymouth is, nevertheless, unique
because of the peculiar way in which it originated. Upon the death of
Governor Carver in 1621, William Bradford was chosen Governor and he
" being not yet recovered of his lines, in which he had been near y« point
of death Isaak Allerton was chosen to be an Assistante unto him." (Brad-
ford's Hist, of Plymouth Plantation in Mass. Hist. Coll., Fourth Series, Vol.
Ill, 101). This choice of an Assistant which was made, not as a matter of
principle but as a temporary expedient, furnished the precedent for a per-
manent change in the constitution of the colony. The number of Assistants
was afterwards increased to five (1624) and then to seven (1633). Their
duties were at first confined to the executive and judicial departments, but
with the introduction of representative government they became a part of
the law-making body of the colony. See Prof. G. H. Haynes' Representation
and Suffrage in Mass., 1620-1691, J. H. U. Studies, Twelfth Series, VIII-
IX, Chapter V.
^ Bradford's Hist, of Mass., 40 el seq.
* Ibid., ^2.
24 ColonicU Origins of New England Senates. [116
Assembly reported to that body a draft of a constitution in
January, 1778, which was rejected by the people.^
In this constitution the Senate is a more or less accurate
reproduction of the Council of the second charter. Article
XXXII required that all laws which " refer to and mention
the Council " should be " construed to extend to the Senate." ^
Both instruments provided for the annual election of twenty-
eight members of this body ^ — by the Assembly, according to
the charter, but by the freemen according to the constitution.*
Both required a residence qualification,*^ but the constitution
added to this a property^ and a religious^ qualification, and
disqualified certain other officers of the State from a seat in
either branch of the General Court.* The authority of the
Council under this constitution, as under the charter, was
principally executive and legislative, — its judicial power being
restricted to the trial of impeachments.^
When sitting in a legislative capacity both the Senate and
the House of Representatives had equal rights " to originate
or reject any bill, resolve or order or to propose amendments ;
except in case of money bills, which were to originate in the
House of Representatives only.^"
The Governor and Senate were to constitute the executive
body of the State, the former still retaining his position as
primus inter pares}^ The executive power of the Governor,
exclusive of the Upper House, was still very limited. With
the advice and consent of the Senate, however, he could march
^ Ibid., 140. This was done chiefly because it contained no Bill of Rights.
Still it is important in this connection, since it embodies the political ideas
of a representative body of the people at that time, and serves as a con-
necting link between the colonial and state governments.
' A draft of this constitution is given in Appendix to Bradford's Hist, of
Mass.
' Constitution, Art. VIII.
* Ibid., Art. IX. * Ibid., Art. III. ^ Ibid., Art. III.
^ Ibid., Art. XXIX. s/Std., Art. IV. »md., Art. XX.
lOiJtd., Art XIV. "Z6id., Art. XVII, XXII.
117] Massachusetts. 25
the militia out of the State ; ^ prorogue the General Court ; ^
lay an embargo and prohibit the exportation of any commodity
for a limited time ; ^ appoint all officers, both civil and mili-
tary, whose appointment was not reserved to the General
Court,* and sign warrants for the disposal of all public money,
" agreeably to the acts and resolves of the General Court." '
" In case of a vacancy in the office of Governor and Lieutenant
Governor," the executive authority was to devolve upon " the
major part of the Senate." ^
Section VI. — The Gonstitution of 1780.
A second and more successful effort at constitution-making
was made in 1780.^ This instrument marks the last step in
the evolution of the Senate. Then for the first time in the
history of Massachusetts, were the executive, legislative and
judicial powers emphatically declared " separate and distinct." ^
The powers formerly exercised by the Council were, therefore,
delegated to two separate bodies,' — a Senate, which performed
the legislative, and a newly created Council, which performed
the executive and advisory function. The qualifications for
Ubid., Art. xy II. ^Ibid.
3 Ibid., Art. XXI. *Ibid., Art. XIX.
' Ibid., Art. XXXII. This limit to the power of the Council had been a
cause of contention for several years. See supra.
6/6id, Art. XVIII.
' A copy of this constitution is given in Poore's Charters and Constitutions,
I, 956-973.
® Bill of Rights, Art. XXX. Yet " all causes of marriage, divorce and
alimony and appeals from the judges of probate" were to be "heard and
determined by the Governor and Council " until the General Court should
make other provisions. (Chap. Ill, Art. 5). These were the last remnants
of judicial power exercised by the Governor and Council under the second
charter.
^ The seats of senators elected to the Council were declared vacant. (Chap.
II, Sec. 3, Art. II).
26 Colonial Origins of New England Senates. [118
membership in each body were the same,^ and their members
M^ere chosen at the same time and in the same way — a fact
which suggests their common origin.^ This method of election
was of a double nature and combined the practices under both
charters — an election by the people and then by the General
Court.3
The Executive Council consisted of nine persons besides
the Lieutenant Governor,* five of whom constituted a quorum.
It was convened at the discretion of the Governor, " for the
ordering and directing the affairs of the commonwealth accord-
ing to the laws of the land." ® As under the second charter,
the Council assumed the functions of the chief executive upon
the vacancy of the office of Governor and Lieutenant Gov-
ernor.* With the advice and consent of the Council, the
Governor could exercise the pardoning power,^ appoint judicial
officers, fill vacancies under certain conditions,^ and appoint
such officers of the continental army as were allowed to the
State by the Confederation of the United States. The power
to advise the Governor as to the signing of warrants for the
disposition of public moneys, which was first granted to the
' These qualifications were " a freehold within the commonwealth of the
value of three hundred pounds," "personal estate to the value of six hundred
pounds," a residence of five years within the State and a residence within
the district for which he is chosen at the time of his election. (Chap. II,
Sec. 2, Art. V).
' Members of both bodies were elected by the Senators and Representa-
tives on a joint ballot from a list of forty names which were chosen by the
people " to be Counsellors and Senators." (Chap. I, Sec. 2, Art. I ; Chap.
II, Sec. 3, Art. II).
» Chap. I, Sec. 2, Articles I, II.
* Under the charters the Governor and Lieutenant Governor came to be
members of the Council only in its executive capacity. See supra.
» Chap. II, Sec. I, Art. IV ; Ibid., Sec 3, Art. I.
«Chap.II, Sec. 3, Art. VI.
'Chap. II, Sec. 1, Art. VIII. Under the second charter the Governor
and Council were allowed to grant only reprieves, while the power to grant
pardons rested with the General Court.
Ubid., Art. IX.
119] Massachusetts. 27
Council by the second charter, was renewed in the Constitution
of 1780 with a few exceptions/
The legislative department was composed of a Senate ^ and a
House of Representatives, each of which had a negative on
the other.* The two bodies differed as to privileges in only
two respects: (1), The Senate had power to try impeach-
ments,* and (2), The House had exclusive right to originate
money bills/
' Ibid., Art. XI. These exceptions applied to " such sums as may be
appropriated for the redemption of bills of credit or treasurer's notes or for
the payment of interest."
* This body consisted of thirty-one members, — nine out of the list of forty
returned for " Counsellors and Senators " {supra, 26, note 2) being chosen
for the former office. The Senators were apportioned according to districts
(Chap. I, Sec. 2, Art. I).
^Chap. I, Sec. 1, Art. I. This question was brought up and settled under
the first charter. See supra.
* Chap. I, Sec. 2, Art. VIII. The party so convicted was, nevertheless,
" liable to indictment, trial, judgment and punishment according to the laws
of the land."
5 Chap. I, Sec. 3, Art. VII. This power was acquired under the second
charter. See supra.
CHAPTER II.
Connecticut.
Section I. — Governmental Beginnings.
Whatever may have been the occasion for the removal of
the inhabitants of Newtown (Hartford), Dorchester (Windsor)
and Watertown (Wethersfield) from their first location in Mas-
sachusetts to the region of the Connecticut River/ they carried
with them the form, if not the spirit, of the political and
religious institutions of the mother colony,^ under whose gov-
ernment they continued for several months after their removal.'
Their only assembly was a court held at each town in turn
and composed of two magistrates from each, except when
^ Doyle {Eng. Colonies in Amer., II, 159) thinks that they did not with-
draw "out of any dissatisfaction or with any craving for political changes."
while Johnston {Conn., Amer. Commonwealth Series, 64) characterizes this
removal as " a secession of the democratic element from Massachusetts."
On this subject see also Trumbull's Memorial History of Hartford County, I,
19 e< seq.
^Morey's Genesis of a Written Constitution, Annals of Amer. Acad., I, 551 ;
Johnston's Genesis of a New Eng. State, J. H. U. Studies, First Series, 13-
14; Palfrey, I, 233; Bond's Hist, of Watertown, Mass., 1, 980; Hartley's
Hartford in the Olden Time, 49 ; Stiles' Hist, of Ancient Windsor, 25, note ;
Loomis and Calhoun's Judic. and Civil Hist, of Conn., 2. Even their Massa-
chusetts magistrates and ministers (except the minister at Watertown)
removed with them. On the extent of authority delegated to these Massa-
chusetts magistrates see Hazard, I, 822.
' Andrews' River Toums of Conn., J. H. U. Studies, Seventh Series, VII,
Vin, IX, 78-81 ; Loomis and Calhoun, 3-4 ; Memorial Hist, of Hartford
County, I, 106.
28
121] ConnectimL 29
Pynchon, the Magistrate from Agawam ^ (Springfield) was
present and raised the number to seven. Its members were
commissioned by the General Court of Massachusetts, and
their executive, judicial and legislative power was practically
supreme.^ Eight sessions of this court were held before the
meeting of the first General Court of the colony, which
assembled at Hartford, May 1, 1637. Unlike the former
courts, it was composed of the Magistrates, Assistants or
Commissioners,^ who had previously held such meetings, and
of nine Deputies here called " Committees," three of the latter
being from each of the three towns. Thus, instead of slowly
working out a system of representation by a " series of expe-
dients and compromises," the principle of democracy early
asserted itself in the constitution of this " binal assembly." *
Here we find the germs of the Senate and House of Repre-
sentatives of the future State of Connecticut. They became
permanently embodied in the political system of the colony
by the enactment of the " Fundamental Orders " on January
1, 1638-9.^ Under this constitution the government was
organized upon a basis from which only a few permanent
^ This was a newly settled town, situated so near the boundary between
Massachusetts and Connecticut that it was, for several years, uncertain to
which it belonged. See Palfrey, I, 235.
* For their commission see Mass. Col. Rec, I, 170.
'The title of these "Magistrates" was not fixed before the Constitu-
tion of 1638-9. Dr. Bronson thinks they were chosen by the newly
elected Deputies. {Early Oov. of Conn, in New Haven Hist. Soc. Papers,
III, 297).
* Johnston's Genesis of a New Eng, State, 14, In commenting upon this
assembly the author further says, "so complete are the features of State-
hood, that we may fairly assign May 1, 1637, as the proper birthday of
Connecticut." {Ibid.).
* This instrument, which Mr. Bryce calls " the oldest truly political Con-
stitution in America" {American Commonwealth, ed. 1893, I, 429, note),
provided for a government similar in all essential respects to that of
Massachusetts.
30 Colonial Origins of New England Senates. [122
departures ^ were made previous to the adoption of the consti-
tution of 1818. The charter of 14 Charles II was practically
a royal confirmation of this instrument and, instead of altering
the government of the colony, put it on a surer footing and
extended the limits of the colonial jurisdiction.^
Throughout the colonial and early state history of Con-
necticut the Assistants were chosen from the colony as a whole
and the composition of the Council' remained practically
unchanged except in the number of its members.* During
this entire time the Governor and Deputy Governor retained
their positions as ex officio members of this body when acting
in every capacity ; and one of them always presided when
present. Citizenship in the colony seems to have been the
only qualification for membership in this body.
The powers of the Council were, at first, confined chiefly to
the judicial and legislative departments. In the course of
time, however, it entered more fully upon the executive
domain. The wording of the Fundamental Orders clearly
indicates that its framers, who were fresh from the conflicts
that had been so fiercely waged between the patricians and the
^ Although, as is well known, Andros failed to take away the charter of
Connecticut, he took the government into his hands in 1687. But upon
his imprisonment in 1689 the old officers, after an interruption of nineteen
months, resumed their duties according to the charter. {Conn. Col. Bee.,
Ill, 250; Palfrey, II, 384-5; TurnbuU's Hist, of Conn., I, 376-7).
' Loomis and Calhoun, 104-5. This charter is almost an exact reproduc-
tion of the Massachusetts charter of 1628, with an additional provision
recognizing a representative system. It led to the absorption of the New
Haven colony and the loss of all its characteristic institutions. (Atwater's
Hist, of New Haven, 520-7). Hence the history of this colony demands no
consideration in this connection.
' This term is used in anticipation of the subsequent history of this body,
since it does not appear in the records before those who had been called
"Magistrates" in the Fundamental Orders {Conn. Col. Bee., I, 21) and
"Assistants" in the charter {Ibid., II, 4) came to acquire executive power.
* According to the Fundamental Orders it consisted of at least six mem-
bers while the charter required a membership of at leaat twelve.
123] Connedimt. 31
plebs of the mother colony, were still disposed to regard the
Magistrates with a high degree of jealousy and suspicion.^
Section II. — The Exeeutive Function.
In no part of the Fundamental Orders was this predilection
shown more clearly than in the limitations placed upon the
exercise of the modicum of executive power, which it granted
this body. To be sure, " the Gou'nor and the gretest p'te of
the Magestrats" were given power to convene the General
Court in either regular or special sessions ; ^ but it was also
provided that in case they should " neglect or refuse to call
the two Generall standing Courts or ether of the, as also at
other tymes when the occasions of the Comon wealth " required,
" the Freemen ... or the Mayor p'te of them " were given
power to petition to them " soe to do ; " and " if then yt be
ether denyed or neglected " this power could be exercised by
the freemen themselves.'
In the course of time, however, this jealousy was somewhat
allayed, and at the General Court of March, 1662-3, "the
Assistants ... on the Riuer" were given power to act in " y®
vacancy of the sitting of the Generale Court" "in all necessary
concernments, both miletary and civile, according as the p''sent
exegents require and call for." * Before that time specific
matters pertaining to the executive function of the govern-
ment ' were often referred to the Particular Court of Assistants,
or to individual Magistrates,® but they had never before been
authorized to act in all " necessary concernments." Although
^ Dr. Bronson {Early Oov. of Conn. — New Haven Hist. Soc. Papers, III,
318) observes that these people " had witnessed the struggle in Massachusetts
between the aristocratic and republican members of the government . . .
were on the popular side and took effectual measures to circumscribe patri-
cian ambition."
2 Orders 6 and 10. ^ jjj-^ 4(j^„ q^i ^^^ j^ 397
» Ibid., I, 397. *Ibid., 71, 255, 277, etc.
32 Colonial Origins of New England Senates. [124
this order was repealed in April, 1665,^ the Governor and the
Assistants still continued to perform executive duties in the
intervals of the General Court.* In July, 1675, executive
power was granted to the Governor, Deputy Governor and
Assistants with four other persons.' Similar councils were
constituted from time to time,* until May, 1677, when the
membership of the Executive Council was, for the first time,
restricted to the Governor, Deputy Governor and the whole
body of Assistants.* It remained unchanged in composition
until the usurpation of Andros. After that time it varied
greatly as to its powers and composition, though the right of
any of the Assistants to membership in the Executive Council
was never denied.®
In the answers of the General Court to the queries of the
Lords of the Committee of Colonies given in July, 1680, the
powers and the composition of the Standing Council are thus
stated : " As there is any special occasion the Governor calls
his Assistants, who are his Council, to meet and consider of
such matters as fall in the interval of the General Courts, and
determine the same." ^
In the latter part of the colonial period many powers which
had been formerly delegated to the Council came to be exer-
cised by the Governor alone.^ Thus at a comparatively early
date there began to appear indications of an evolutionary
process which ultimately resulted in a complete absorption of
the executive function by the Governor.
1 JMd., 94, 188, 316, etc.
• Ibid., 440. The records contain the proceedings of as many as three
such meetings between the Ist and 9th of July, 1675, the date when the
Council was revived. See Ibid., II, 331 et seq.
3 Ibid., 261. * Ibid., 284, 289. * Ibid., 316-7.
* Unlike the Council of the mother colony, that of Connecticut was strictly
subordinate to the General Assembly and was dependent upon that body for
all its powers and even for its very existence.
' Oonn. Col. Bee., Ill, 294 ; Chalmers' Anncds, 307.
8Cf. Conn. Col. Bee., VIII, 87, 376, with X, 350, 424, 461, 485, 550 ; VIII,
326, with X, 348, XI, 99, 126, 234, 354, 486, XIV, 430 ; VII, 77-8, VIII,
440, 461, with X, pp. 483-4, etc.
125] Connecticut. 33
Section III. — The Judicial Function.
At the beginning of the government of Connecticut, the
judicial duties and powers of the Counsellors extended to all
the tribunals that existed in the colony previous to the granting
of the charter. As in Massachusetts, they were not limited to
the general judicial authority which they performed as mem-
bers of the General Court.^ They also exercised judicial
power in the Particular Court,^ which from 1638 to 1665
constituted the highest strictly judicial tribunal in the colony.^
Upon the reorganization of the government of the colony
under the charter, several important changes were made in the
judicial system in order to meet the needs of an increased
population and an extended territory.
^ In both colonies the legislative body received not only the name but the
authority of a judicial tribunal. This power cannot be said to have been
completely surrendered by this body until the formation of the constitution
of 1818. in 1726 an appeal to the King in Council was refused John Win-
throp because he had not previously referred his case to the Assembly
as the Supreme Court of the colony. {Conn. Col. Eec., VII, 20). From
time to time, however, appeals to the General Assembly became so numerous
that various expedients were resorted to in order to restrict them. See
Loomis and Calhoun, 106-7, 132.
*Conn, Col. Bee., i, 21. It was composed at first of the Governor or
Deputy Governor and a majority of Magistrates, but after May, 1647, the
Governor, or Deputy Governor and two Magistrates were empowered to hold
its sessions. It met four times a year and tried all cases of appeal from the
lower courts and all other causes exceeding forty shillings. At first all
causes were tried by a jury which seems to have been in attendance from
the first institution of this court. (Trumbull, I, 125). After February,
1644, causes under forty shillings were tried by the Magistrates without a
jury {Conn. Col. Mec., I, 118, 535), and in cases when juries were employed,
the Magistrates were granted great discretionary power in aflixing penalties
{Ibid., 138, 324), and they were even allowed to set aside the verdict of a
jury when, according to their judgment, it was unjust {Conn. Col. Bee., I,
117, 118) ; and to decide all cases whereon the jury disagreed {Ibid., 85).
After March, 1662-3, persons convicted before this Court "for a misde-
meanor" were allowed an appeal to the General Court {Ibid., 395). See
also Loomis and Calhoun, 126-7.
^ Memmial Hist, of Hartford ComUy, I, 109.
3
34 Colonial Origins of New England Senates. [126
The General Court, or General Assembly as it was then
called, still exercised judicial power and, in fact, continued to
do so, to a greater or less degree, until the formation of the
constitution of 1818.
The powers which had been exercised by the Particular
Court were divided between two newly created tribunals, — the
County Courts and the Court of Assistants. From 1666 to
1698 the County Courts ^ consisted of one Assistant, or " as we
would now say Senator," ^ and at least two Commissioners or of
any three Assistants.' In 1698, however, the Assistants ceased
to be ex offixdo members of these tribunals,* — this being the
first instance of a diminution in the judicial powers of this
body during its process of evolution into a Senate.
In October, 1665, the Court of Assistants succeeded the
Particular Court as the highest strictly judicial body in the
colony." The membership of this new court was also confined
to the Governor, or Deputy Governor and Magistrates, who at
this time came to be called Assistants.^ It existed until 1711 ^
^ The first County Court was established in May, 1665, for the New Haven
colony, which had just lost its General Court. (Trumbull, I, 276-7). A
similar court was also established at New London at the same date. {Ibid.).
In October of the same year a similar court was established for Hartford
{Conn. Col. Rec., II, 29), and the next year they were established for all the
counties of the colony. {Ibid., 35). They were composed at first of two
Assistants and three Justices of the Quorum. (Trumbull, I, 276-7).
'Memorial Hist, of Hartford County, I, 110. ^ Conn. Col. Rec, II, 35.
^ After 1698 they were composed of one judge and from two to five Jus-
tices of the Peace and Quorum. The jurisdiction of these courts, while
composed of Assistants, extended to all cases, both civil and criminal, except
those involving life, limb, or banishment. Causes involving more than
twenty shillings were tried by a jury.
» Conn. Col. Rec, II, 28-9.
^Ibid.; Memorial Hist, of Hartford County, I, 113; Loomis and Calhoun,
129. It was empowered to meet twice a year, to hear and determine appeals
from the lower courts and to try capital oflfences and crimes respecting life,
limb, or banishment. Appeals were tried by a jury " if the nature of the
case required." {Conn. Col. Rec, II, 29 ; III, 294 ; Chalmers, 307). It was
also granted jurisdiction in cases of divorce and the powers of a Court of
Admiralty. (Loomis and Calhoun, 129).
' Owing to a typographical error, Loomis and Calhoun (p. 131) give 1811
as the date of this change.
127] ConneGtieut. 36
when it was succeeded by the Superior Court of the colony,
both of which had practically the same composition and power.
In 1784 an act was passed by the General Assembly declaring
that the office of judge of this court was incompatible with
membership in the Assembly, or in the Congress of the United
States.^ This seems to have been the second instance in which
the judicial powers of the Senate were limited in the process
of its evolution into a strictly legislative body.
In 1784 a Superior Court of Errors was established. It
consisted of the Governor, Lieutenant Governor ^ and Assist-
ants.^ The defects in the composition of this tribunal soon
became apparent, — since its membership was determined with
reference to the position the Assistants were to hold in the
General Assembly, which was the larger and more important
body.^ The Assistants were chosen because of their qualifi-
cations as legislators, rather than judges, hence the judicial
system felt the evil effects of this law. It was therefore
repealed in 1806, and from that date this tribunal was com-
posed of the several judges of the Superior Court instead
of the Senators serving in an ex officio capacity.* This was
the third and last step in limiting the judicial powers of
the Senate previous to the adoption of the Constitution of
1818.
' Loomis and Calhoun, 133.
'Loomis and Calhoun (p. 133) say that the Governor became a member
of this tribunal in 1793, while Memorial Hist, of Hartford County (I, p. 113)
gives this date as the time when the Lieutenant Governor was admitted
to it.
^ This court was held at first annually, alternating between Hartford and
New Haven. In 1801 it was enacted that this body should consist of six
members and was to hold two sessions in each county annually, one in
summer and the other in winter. ( Loomis and Calhoun, pp. 133-4). Its
jurisdiction extended to all cases which had previously gone before the
General Assembly by writ of error. Civil actions had been excluded from
the General Assembly since May, 1697. {Oonn. Col. Rec, IV, 200).
■• Loomis and Calhoun, 133-4.
^Ibid.; Pease and Niks' Gazetteer of Conn, and B. J., ed. 1819, 18.
36 Colonial Origins of New England Senates. [128
Section IV. — The Legislative Function.
Legislative authority was vested solely iu the General Court
or Assembly/ which was composed of two branches, — the
upper consisting of the Magistrates or Assistants ^ elected by
the freemen at large and the lower of Deputies, or Repre-
sentatives chosen by the several towns. They occupied the
same chamber and were presided over by the Governor, or
Deputy Governor, or iu the absence of both by a Moderator.'
Two sessions of this court were held annually. The fall term
was for the " making of laws," while the spring term was for
the election of officers, after which it might "proceed in any
public service as at other courts." * Each session, however,
embraced many meetings, which were adjourned from time to
time and thus extended over a period of several months. The
legislative power of this court extended over the whole colony
and was practically unrestricted.''
It was found necessary to make only a few changes in the
privileges of the two branches of the General Court and in
their relations to each other. For the first six years after the
organization of the government, the two branches sat together
and voted as one body. Of course, this gave a great advantage
to the larger branch. After the lapse of six years, however,
the prejudice against the Magistrates, as shown in the Funda-
mental Orders, had abated to such an extent that the Deputies
were willing to make a heroic sacrifice of the advantage they
» Qmn. Col. Bee., Ill, 295.
* Dr. Bronson {Early Oovemment of Conn. — New Haven Hist. Soc. Papers,
III, 317 ) judging by the wording of the Fundamental Orders and by the state
of mind of its framers, thinks that the granting of legislative power to the
Magistrates was " an after-thought" and that ''it is not in harmony with
the other parts of the Constitution."
3 Conn. Col. Bee., II, 24-5. * Ilnd., 22.
* Loomis and Calhoun, 103. The charter forbade the enacting of laws
" contrary to the laws and statutes of the realm of England," but no pro-
vision was made for its enforcement. (Palfrey, II, 41).
129] Cbnnedimt. 37
held over the minority. On February 5, 1644-5, an act was
passed granting to each body "a negative voice" upon the
actions of the other.^ This " important concession on the part
of the popular majority" was the first instance in which
separate rights were accorded to each body. The passage of
this act was probably due to the combined influence of the
mother colony, which had just introduced the bicameral sys-
tem,^ and the " increasing weakness of the aristocratic party
in England."^ In 1724 it became necessary to make an
exception to it in the election of Governor.*
The second step in the evolution of the Council as a legis-
lative body was taken in October, 1698, when it was enacted
that the General Court, or Assembly which had hitherto con-
stituted a unicameral body should be divided into two separate
branches, the first of which was to consist of the Governor,
or Deputy Governor and Assistants, and was to be " known
by the name of the Upper House." ^ The Governor was not
given a veto power, but, as President of the Council, was
allowed a casting vote in case the vote of that body should be
equally divided.^ Any bill could originate in either house but
was not allowed to have the force of law without the concur-
rence of the other. This act was put into execution at the next
meeting of the Assembly, held in May, 1699.' No subsequent
change was made in the rights and functions of the Upper
House nor in its relations to the popular branch during the
colonial and early state history of Connecticut. This colony
did not follow the example of most of the other colonies and
* Conn. Col. Rec, I, 119. *See supra. ^Bronson, 321.
* Conn. Col. Bee, VI, 415, note, 483-4. Other officers were still chosen by
the two bodies sitting apart. (Ibid., 377).
^ Ibid lY, 267, 282; Trumbull, I, 399; Palfrey, HI, 208; Loomis and
Calhoun, 106.
^ Douglass, Summary, II, 168.
' Conn. Col. Bee, TV, 282. On this subject see also Prof. T. F. Moran's
Bise and Development of the Bicameral System in America, J. H. U, Studies,
Thirteenth Series, V, 16-22.
38 Colonial Origins of New England Senates. [130
adopt a new constitution upon emerging into statehood, but
cjontinued its government after the ancient form, a statute
being enacted the session after the memorable 4th of July,
1776, which provided that the government should continue to
be organized and administered according to the provisions of
the charter.*
Section V. — The Constitution of 1818.
The final step in the process of evolution was taken upon
the formation of the first state constitution in 1818. It
provided for the definitive separation of the three functions
of government.^ The executive and judicial powers of the
Council were taken away and the body was erected into a true
Senate.^ Its membership remained the same in number* and
was still chosen from the State at large.® There was, however,
a change as to its composition. Owing to the separation of
' Pease and Niles' Gazetteer of Oonn. and R. I., 18. The changes occasioned
by the transition from colony to state were very slight. In 1775 the regnal
year disappeared from the head of the records. ( Conn. Col. Rec, XV, 185,
note). In June, 1776, acts were purported to be passed by the "General
Court or Assembly of the English Colony of Connecticut in New England,"
while in October of the same year they were said to be by the " State of
Connecticut in New England." {Memorial Hist, of Hartford County, I, 107).
Instead of forming a new constitution the inhabitants of Connecticut
contented themselves with their old charter of 1662, to which they merely
prefixed a Bill of Eights. This Bill of Rights (Paragraph I) begins as
follows : "Beit enacted and declared by the Governor, and Council, and House
of Representatives, in General Court assembled. That the ancient Form of Civil
Government, contained in the Charter from Charles the Second, King of
England, and adopted by the People of this State, shall be and remain the
Civil Constitution of this State, under the sole authority of the People
thereof, independent of any King or Prince whatever."
* Articles II; X, Sec. 4. 'Article II, Sec. 1.
* Cf. Article III, Sec. 4, with Conn. Col. Rec, II, 5.
* Article III, Sees. 5-6. A change was made in this feature of the con-
stitution by an amendment ratified in November, 1828, which required the
choice of Senators according to districts. (Amendments to the Constitution
of 1818, Art. II).
131] Connecticut. 39
governmental functions, the Governor, who now became the
chief executive of the State,^ no longer retained his seat as an
ex officio member of the Senate,^ and the Lieutenant Governor
succeeded to the position of president of that body, a duty
which he had always performed in the absence of the Gover-
nor.^ The casting vote which had been accorded the presiding
officer in the Council was still retained,* and the veto power
of the Governor was introduced for the first time in the history
of the State.®
1 Article IV, Sec. 1.
• The only qualification for membersliip in this body seems to have been
citizenship within the State.
" Article IV, Sec. 13.
* Cf. Article IV, Sec. 13, with Conn. Col. Bee., I, 25.
^ArticlelV, Sec. 12.
CHAPTEE III.
New Hampshire.
Section I. — Governmental Beginnings.
The inhabitants of the little settlements along the several
branches of the Piscataqua learned their first political lessons
from Massachusetts, under whose jurisdiction they spent thirty-
eight years at the very beginning of their governmental career.^
The laws, customs and institutions of Massachusetts were
quickly adopted in New Hampshire, and the two colonies soon
became one in sympathy and in governmental policy.
On September 18, 1679, Charles II issued a commission*
which separated the two colonies and erected, what Douglass
calls the " insignificant colony " ^ of New Hampshire, into a
distinct province with a separate President and Council. This
change went into effect January 1, 1680, at which date the
history of the Council of New Hampshire properly begins.*
•"By virtue of an instrument signed by five inhabitants of these settlements
on April 14, 1641, the people of New Hampshire came to enjoy the same
liberties and administration of justice as those of Massachusetts. (New
Hampshire Provincial Papers, I, 156-9 ; Farmer's Belknap's Hist, of N. H.,
30 ; Hubbard, 372). The government of this section had previously con-
sisted of four distinct voluntary associations, which were liable to be further
subdivided over the disagreements that are inevitable in political affairs.
* Prov. Papers, I, 373 ; Poore's Charters and Constitutions, H, 1275.
' Summary of America, II, 34.
* During the union with Massachusetts, New Hampshire was entitled to
only two Deputies, no mention being made of any representation in the
Council. See Prov. Papers, I, 159; Farmer's Belknap, 31; Savage's Win-
throp, II, 92.
40
133] New Hampshire. 41
Several changes were made in the government of the colony
previous to the outbreak of the Revolution/ yet the history
of the Council, with one slight exception,^ extends throughout
this entire period of ninety-five years.
Its members were never chosen by the people in their annual
elections, as was the case in the neighboring colonies, but were
appointed by the Crown.^ They cannot, therefore, be said
to have constituted an independent body at any time in the
colonial period. They were always selected from the colony
as a whole, witliout regard to the interests of the different sec-
tions,^ and could be dismissed by the President at his discretion.^
During the entire colonial period the powers of this body
were threefold — executive, j udicial and legislative. The extent
of its effective authority, however, was greatly modified by
such arbitrary rulers as Cranfield, Barefoot and Andros.
Section II. — The Executive Function.
The Council had no executive powers independent of the
Governor, or in his absence of the Lieutenant Governor, both
^ It remained a separate royal province from 1680 to 1686, when it became
a province of New England. Upon the overthrow of Andros in 1690 it
again united with Massachusetts. This union lasted until 1692, when it
again became a separate royal province. In 1699 another change was made
by which it was partially united with Massachusetts, each colony having the
same Governor, but different Lieutenant Governors, Councils and Assembly
of Representatives. In 1741 it became a separate royal province for the
third time and remained as such until 1775.
*The second union with Massachusetts (1690-92) was made on the same
basis as the first. Hence New Hampshire had no representation in the
Council. See supra. Cf. Prov. Papers, I, 156-9, with Ibid., II, 35-6.
* In Cuffs' Commission, six out of the ten Counsellors were appointed by
the King. {N. H. Hist. Coll., Ylll, 2; Prm. Papers, I, 375; Poore, II,
1275). In subsequent commissions the King retained the power to appoint
all Counsellors except when the number fell below seven at any one time.
{Prov. Papers, I, 435; II, 58, 306, 367-8, and VI, 909-10).
* This finally became a source of complaint on the part of the repre-
sentatives.
* In Cranfield's Commission those who had been thus dismissed were ineli-
gible to a seat in the Assembly. {Prov. Papers, I, 435).
42 Colonial Origins of New England Senates. [134
of whom were ex ojido members of it when acting in such a
capacity.^ Its executive sessions were held so often at Ports-
mouth,^ at or near which a majority generally resided, that it
finally came to be the only recognized place of meeting.' The
Governor and Council could convene the legislative assembly ; *
advise as to the issuing of warrants for the disposal of public
monies;** build and fortify, or demolish forts, castles, cities,^
etc. ; supervise the trade and commerce of the colony, order
fairs, markets, ports, harbors, etc. ; and appoint custom-house
and warehouse officials.^ They were also charged with the
granting of lands and tenures,* and the establishment of courts
of justice.® The last named power, though granted by the
various royal commissions, seems to have been shared from an
early date by the popular branch of the legislature regardless
of the united opposition of the Governors and the Councils.
The point was not finally conceded until 1771, when the Crown
gave the Representatives a legal basis for such action.^"
1 Frov. Papers, I, 370-6, 440-1 ; II, 63, etc.
* Ibid., II. ^ Ibid., YU, 204.
*Ibid., I, 379, 436; 11, 58, 306, 367 ; VI, 910; VII, 124.
• Ibid., I, 440; II, 65, 310, 373; VI, 912; VII, 124.
«/&id., I, 439; II, 60, 308, 371 ; VI, 911-2; VII, 124.
Ubid., I, 440; II, 61, 67, 311, 373; VI, 913; VII, 124.
'Ibid., II, 310, 373 ; VI, 913 ; VII, 124.
^Prov. Papers, II, 59, 307, 369 ; VI, 911 ; VII, 124. This power was not
granted in Cutts* Commission, since the Governor and Council themselves
constituted the Court.
^° The first contest over the exercise of this power arose in Cranfield's
administration. The wording of his commission was very vague on this
point. It reads : " We [the King] do hereby give and grant unto you
[Cranfield] full power and authority to erect, constitute and establish such
and so many courts of judicature and public justice .... as you and they
shall think fit and necessary." {Prov. Papers, I, 437.) In the copy of this
commission which was delivered to the Assembly the words, "and they"
were omitted by order of the Governor who maintained that they were
" put in by mistake." The Assembly, of course, thought that it referred
to them {Ibid., 517) and demanded a voice in this matter. In the adminis-
tration of Cranfield and his immediate successors, the power of the Assembly
was reduced to the minimum, but after the iniquitous rule of Andros, a
135] New Hampshire. 43
Section III. — The Judicial Function.
Upon the organization of the judicial system of New Hamp-
shire after its separation from Massachusetts in 1680, the
judicial business of the colony was placed for the most part
into the hands of the Counsellors.
voice in the establishment of courts of judicature was accorded the popular
branch, notwithstanding the commissions, which bestowed this entire power
upon the Governor and Council. Such authority was not exercised, how-
ever, without encountering the opposition of the Council, whose rights
were thus infringed upon.
In 1767 the House passed two different bills for the establishment of
courts in the various counties to be created by the legislature. {Prov. Papers,
VII, 135, 140). Both bills were rejected by the Council on the ground that
such an act would be an infringement upon the prerogative of the Crown,
who had vested this power in the Governor with the advice and consent
of his Council. {Ibid., 144). The House replied that the paragraph cited
from the Governor's commission had been inserted in the first commission
for erecting a government in the province and " from the exigency of afiairs
was then absolutely necessary till a Legal Establishment of Courts of Justice
should take place; and though perhaps the same paragraph" had been
inserted in all subsequent commissions, such a power had never been exer-
cised by any Governor of the province " since the laws now in force were
passed for holding said Courts in the town of Portsmouth and regulating
their proceedings. In the year 1730 three of the Inferior Courts were
removed from Portsmouth, one to Exeter, one to Dover, one to Hampton,
and but one held at Portsmouth, but this was by an act passed for that pur-
pose. . . . Since the year 1730 four or five Acts of Assembly have been
passed for altering the times of the sitting of Courts in this Province, and
we think it to be plain that the words Erect, Constitute and Establish have
here an original signification of fixing those courts in the first instance."
{Ibid., 154-5). The Council still non-concurred. {Ibid., 156, 162). The
House appealed to the King {Ibid., 184), who consented that the act should
be passed provided it " contained a suspended clause that should not take
eflfect till his Majesty's Pleasure should be known." {Ibid., 202). Thus
the point at issue was settled. The act which recognized the rights of the
House to a voice in the establishment of courts of justice was passed in
April, 1767 {Ibid., 229), and received the royal approval in 1771. {Ibid.,
274, 276).
44 Colonial Origins of New England Senates. [136
They not only exercised judicial authority in the General
Court ^ as in Massachusetts, but were also constituted by the
commission of President Cutts, a separate court of appeals
for the whole colony. The exercise of this latter power en-
countered the constantly increasing opposition of the colonists
from time to time. It was nevertheless renewed by subse-
quent commissions and instructions, and was thus continued
throughout the colonial period.^
Three inferior courts were appointed for Dover, Hampton
and Portsmouth. These were held "by y' Presid' and Counc",
or any 6 of y' Counc" whereof y* Presid* or his Deputy "
were one " together w*** a Jury of 12 honest men ... for such
as desire to be tried by a Jury." ^ There was no limit to the
jurisdiction of these courts. Appeals could be taken to the
King in Council on all civil cases involving over fifty pounds *
and in "criminall cases, where y* punishm* to be inflicted"
extended " to loss of life or limb," except in "y* case of will-
full murder." The individual members of the Council were
also given authority to hear and determine minor offenses.'
^Farmer's Belknap, 222; Prov. Papers, I, 395. As in the other colonies,
the General Assembly was usually considered the supreme tribunal for the
trial of all cases of appeal from inferior courts. {Prov. Papers, VII, 395,
N. H. Hist. Coll., VIII, 22.) In Gov. Allen's instructions, however, the
exercise of such power was not allowed, since appeals from the Governor
and Council were expressly forbidden {Prov. Papers, II, 68).
'N. H. Hist. CoU., VIII, 4. 'Prov. Papers, I, 395.
*Prov. Papers, I, 377; N. H. Hist. CoU., VIII, 4.
^Prov. Papers, I, 387, 390, 392 ; N. H. Hixt. CoU., VIII, 14, 17, 19. Under
the administration of Gov. Dudley New Hampshire became a county of the
Province of New England and its courts were composed of Justices of the
Peace and such Counsellors as might be present, one at least being required
to form such a tribunal {Prm. Papers, I, 594). The President and Council
of New England, part of which was chosen from New Hampshire, consti-
tuted the Superior Courts of Grand Assize and General Goal Delivery which
held annual sessions in Boston {Ibid., 595).
Andros and his Council constituted a Court of Sessions and a Superior
Court of Judicature {Ibid., II, 16 and 17 note; Col. Ree. of Conn., Ill,
1678-1689), whose jurisdiction extended over New Hampshire.
The Council minutes show that in the administration of John Usher " all
of y* Council " had " power as Justice of Peace in y« whole Province."
137] New Hampshire. 45
This system was in force until 1699 when the judiciary of
the Colony was reorganized. Before that date, however, the
courts varied greatly in character, composition and authority.
At times, law and justice became " synonymous with a dicta-
tor's decrees " and Counsellors, Judges and Assemblies were
dismissed with or without cause, as the Governor's prejudice
determined.^
An act of 1699 shows a marked tendency to reduce the
judicial duties of the Council as a body, since by it the Gov-
ernor and Council were made a court of appeal only for civil
cases involving over one hundred pounds.^ In less than two
years afterwards, the colonists made an emphatic assertion of
their opposition to this tribunal. Several complaints were
sent to the Queen to the effect that the Governor and Council
received appeals and decided cases without taking an oath to
do justice.^ An oath was then prescribed and taken,* but the
people were still unwilling that the Council should exercise
judicial as well as executive and legislative power.' On Jan-
uary 3, 1727-8, they passed a vote "prohibiting the Sup'
Court of Judicature" from granting "appeals to the Gov' &
Council."® The Council non-concurred and cited the royal
instructions as the source of its judicial authority.^ Lieutenant
Governor Wentworth put an end to the controversy by dis-
solving the Assembly.* But this did not silence the opposition
1 Sanborn's Hkt. of N. H., 81.
^Prov. Papers, III, 86 and 220. Membership in the Council did not, how-
ever, disqualify one from exercising other judicial powers besides those per-
taining to the Council as a whole.
3 Farmer's Belknap, 222. *Pi-ov. Papers, II, 342.
* This opposition was occasioned partly because the judges who decided
cases in the inferior courts were members of the Council ; " partly because
no jury was admitted in this court of appeal; and partly because no such
institution was known in the neighboring province of Massachusetts."
(Farmer's Belknap, 222).
*JVoD. Papers, IV, 475.
^It even characterized this act as a "scandalous lible" {Prov. Papers,
III, 480).
Ubid., 484.
46 Colonial Origins of New England Senates, [138
of the people, and the existence of this tribunal was a standing
grievance throughout the rest of the colonial era.*
Section IV. — The Legislative Function.
All the royal commissions issued to the Governor of New
Hampshire vested the legislative power in the General Assem-
bly of Representatives.^ All the Governors except Cutts were
given a veto over all the acts of the legislature.^ All enact-
ments passed by both houses and approved by the Governor
were transmitted to the Privy Council in England and
remained in force until disallowed by that authority.^
The first session of the General Assembly of New Hamp-
shire met at Portsmouth on March 16, 1679-80. Profit-
ing by the unpleasant experiences of Massachusetts, three years
after they had first passed under her jurisdiction, the two
branches of the Assembly sat apart ^ and it was enacted that
" no Act, Imposition, Law or Ordinance be made or imposed
upon " the province " but such as shall be made by the said
Assembly and approved by the Presid' and Councill from
time to time."® They then proceeded to re-enact the laws of
Massachusetts under which they had lived so agreeably for
thirty-eight years.^
'In 1772 complaint was made to the Lords of Trade that the Governor
and Council had deprived grantees under the crown of their lands " without
any legal process" or a trial by jury (Belknap, ed. 1812, III, Appendix;
Farmer's Belknap, 345; Prov. Papers, VII, 338).
''Prov. Papers, II, 59, 307, 369 ; VI, 910 ; VII, 124
' Belknap (Farmer's Edition, 97) says that Cranfield was the first to whom
such power was granted in New England.
*Palfrey, II, 267.
* See Prof. T. F. Moran's Bise and DevehpmerU of the Bicameral System in
America, J. H. U. Studies, Thirteenth Series, V, 13-16 ; Belknap's Hist, of
N. H., 1, 178-9.
'Prov. Papers, I, 382-3; N. H. Hist. CoU., VIII, 10.
'Sanborn's Hist, of N. H, 78-9.
139] New Hampshire. 47
President Cutts died in 1681 and was succeeded on the
following year by Edward Cran field. Owing to Cranfield's
unpopularity, in less than four months after his arrival in the
colony, three members of the Council had voluntarily with-
drawn and three others had been dismissed.^ On account of
a disagreement, the Assembly was dissolved by Cranfield, Jan-
uary 20th, 1683.^ The Governor and Council then assumed
the entire legislative authority,^ which they retained until
forced by need of money to summon a new Assembly.* At
this session of the Assembly which convened January 14, 1684,
we find the first assertion in New Hampshire of a prerogative
which was claimed sooner or later by the lower house in all
the colonies, except perhaps Rhode Island.* The Represen-
tatives rejected as " unparliamentary," a money bill which
had been previously passed by the Council.® The Governor
dissolved the Assembly on the following day,'' and attempted
to levy taxes upon his own authority.^ Failing iu this, he
summoned a third Assembly six months later.' This Assem-
bly also exhibited a spirit of insubordination to his demands
and was likewise dismissed after a short session. From this
time the right to originate money bills was never relinquished
by the popular branch of the Assembly.
After the unsettled period,^" immediately following the im-
prisonment of Andros" in 1689, Samuel Allen was appointed
Governor and John Usher Lieutenant Governor of the colony.
The commission ^^ and instructions ^^ of Governor Allen, which
^ Farmer's Belknap, 98. Two of the latter were afterwards restored.
»76id. 'Phw. Papers, I, 618. ■• Farmer's Belknap, 104.
' See infra. * Farmer's Belknap, 104.
Uhid. '^Ibid., 110. Ubid.
^•^ From the surrender of Andros' government, April 18, 1689 {Prov. Papers,
II, pt. I, p. 21), until the accession of Governor Allen, there was no legalized
government in the colony. {Ibid., 30 ei seq.).
" During his administration there was no popular branch of the Legisla-
ture. Laws were made by the Governor and his C!ouncil of fifteen, only one
of whom was from New Hampshire. {Ibid., 118-9).
^'Ibid.,b7. "Ibid., 63.
48 Colonial Origins of New England Senates. [140
were issued March, 1692, constituted a frame of government,
the Legislature of which was substantially the same as that
provided for in the commission of President Cutts. In fact
no important change was made in the legislative power of the
Council througiiout tiie rest of the colonial period.
The Assembly was held under the strict surveillance of the
royal officera, and was kept too severely in check to admit of
that expansion which was necessary in order to keep apace
with the advancing ideas of the people. Not only was the
Council at the mercy of the royal Governor, but the popular
branch was held largely within the limits of his desires by his
veto power and his authority to prorogue its sessions. Above
them all stood the King who retained 'Hhe prerogative of
disannulling the acts of the whole at his pleasure."
The last session of the General Assembly under the govern-
ment of Great Britain was held July 18, 1775.^ Previous to
this date the government of the colony had been gradually
assumed by representatives of the people who formed them-
selves into a Provincial Congress.^ This peculiar form of
government continued until January 5, 1776, when, according
to the last vote of the Fifth Provincial Congress, it was decided
to " take up Civil Government." ^
Section V. — The Constitution of 1776.
This body then tried its skill at constitution-making. It
first metamorphosed itself into a popular branch of the Legis-
lature by assuming " the Name, Power & Authority of a
1 Prov. Papers, VII, 385.
* Under this form of government the entire political authority of the
people was delegated to a body of men who exercised executive as well as
legislative power. During the recesses of this body their power was exer-
cised by a " (Jommittee of Safety," whose acts were as binding as those of
the entire Congress.
' Prov. Papers, y III, 2.
141] New Hampshire. 49
house of Representatives or Assembly for the Colony ^ of New
Hampshire," ^ and then proceeded to create a new Council to
take the place of the old one which had disappeared with the
royal government. This Council, like its predecessor, consti-
tuted " a Distinct and Separate Branch of the Legislature." ^
It resembled the old Council in size and character of mem-
bership,* but differed from it in two respects. The new
Counsellors were chosen by popular election after the expiration
of the term of the first, who were appointed by the House ;
and they were apportioned among the different counties of
the colony,^ five being from Rockingham, two from Stafford,
two from Hillsborough, two from Cheshire and one from
Grafton County.®
This constitution did not confer any judicial authority upon
the Council, as a body, independent of the Assembly ; and on
January 26, 1776, "All clauses" of the colonial laws "Respect-
ing the Governor & Council Sitting or acting as a Court of
Appeals" were repealed/ and the supreme judicial power was
assumed by the legislature.^ This act abolished the tribunal
which the colonists had considered a grievance for several
^ The title of " State " was not assumed until September 10, 1776. {Prov.
Papers, VIII, 332).
« Prov. Papers, VIII, 3 ; N. H. Hist. Coll., IV, 151-2. ^ Ibid.
* September 19, 1776, provision was made for adding to the membership
of both branches of the Legislature upon the accession of new towns or
settlements. {Prov. Papers, VIII, 344; N. H. Hist. Coll., IV, 154).
' Prov. Papers., VIII, 3, 4; N. H. Hist, ail., IV, 153.
^ Prov. Papers, VIII, 3, 6. As early as 1717 the choice of Counsellors
from one locality (Portsmouth) had been made a cause for complaint on the
part of the Assembly. We are told that at that time "ye whole number"
of counsellors resided " w*in two miles or therea*"' one of another." {Prov.
Papers, III, 675). For this reason the Kepresentatives very properly
claimed at a later date, that they were better acquainted with the needs
and desires of the people than were the Counsellors. {Prov. Papers, VII,
203-4).
' Prov. Papers, VIII, 60.
* A very strong plea against such an exercise of power was presented in
the case of the State vs. Porter. {Prov. Papers, VIII, 327-8).
4
60 Colonial Origins of New England Senates. [142
years.^ With its enforcement the Council as a body ceased to
exercise judicial powers, but its members still served iu an
ex officio judicial capacity as individuals.^
One of the greatest defects of the hastily formed Constitution
of 1776 was the want of an executive branch of government.
To remedy this the two houses " of Legislature during their
session performed executive as well as legislative duty," and
at every adjournment a Committee of Safety was appointed to
transact the business of the colony " in the recess of the Gen-
eral Assembly." ^ The appointment of " all civil officers for
the Colony & for Each County," " Except Clerks of Courts
& County Treasurers & Recorders of Deeds " was vested in
both houses of the Legislature.* They also appointed the
higher military officers who had been previously appointed by
the royal Governors.'
No changes were made in the legislative powers of the
Council. All acts and resolves " agreed to and passed by both
Branches of the Legislature " had the force of law ^ and all
" Bills, Resolves or votes for Raising, Levying & Collecting
^ See supra.
*0n January 12, 1776, it was voted "That the members of the Hon*''*
Council ... be Justices of the Peace and of the Quorum throughout" the
colony. {Prov. Papers, VIll, 18). They were also permitted to fill any
other judicial ofiice to which they might be chosen, since membership in
the Council did not disqualify them for such positions. ( Farmer's Belknap,
364).
' Prov. Papers, VIII, 21. The orders and recommendations of this com-
mittee had the same eflfect as the acts and resolves of the Council and House
while in session. {N. H. Hist. CoU., II, 38, note). The committeemen were
chosen by the Legislature and varied in number from six to sixteen. The
President of the Council was also President of the Executive Committee.
(Farmer's Belknap, 364).
*Prov. Papers, VIII, 4; N. H. Hist. CoU., IV, 16.S.
''Prov. Papers, VIII, 3, 4; N. H. Hist. Coll., IV, 153.
«Prw. Papers, VIII, 3; N. H. Hist. Coll., IV, 152. This rule had been
observed ever since the meeting of the first General Assembly of the colony
in 1679-80.
143] New Hampshire. 51
money " were still required to " Originate in the House of
Representatives." ^
Section VI. — The Proposed Constitution of 1779.^
This instrument proposed the following changes: (1) That
the Governor with the advice of the Council be authorized to
grant reprieves,^ to call extra sessions of the General Court,
and to point out the principal business of such sessions.* (2)
That the members of the Council be disqualified from holding
the office of Sheriff.' (3) That no member of the General
Court should be judge of the Superior, the Inferior, or the
Probate Court.® The significance of this constitution is the
fact that it marks a tendency towards a separation of the
functions of government.
Section VII. — The Proposed Constitution of 1781.'
This constitution marks another step in the development of
the ideas of the people towards a separation of the functions
of government which was so vaguely indicated by the pro-
posed constitution of 1779. The executive power of the state
was to be vested in the Governor and a new body to be known
as the "Privy Council."* The former Council of twelve was
to be continued under the title of " Senate," and its powers
were to be restricted to the legislative function alone.^
^Prov. Papers, VIII, 3; N. H. Hist. Coll., IV, 152. This power had also
been exercised by the House, throughout the history of the colony.
* Although it was rejected by the people in their town meetings on account
of its imperfections, the principal one of which was the omission of a pro-
vision for the chief executive, it nevertheless indicates certain advances in
the ideas of the people as to the duties of the Council. A copy of this
Constitution is given in N. H. Hist. Coll., IV, 154, et seq.
3JV. H. Hist. Coll., IV, 160. *Ibid., 159. Ubid., 160. ^Tbid.
'' This constitution is not given in the N. H. HisL Coll., but the Address
accompanying it which discussed its main features may be found in Ibid.,
IV, 162-73.
^N. H. Hist. GoU., IV, 170. 'JMd, 166 ; Farmer's Belknap, 383.
52 Colonial Origins of New England Senates. [144
Sectim VIII.—The Constitution of 1783-4.^
The adoption of the second state constitution marks the final
step in the evolution of the Senate in New Hampshire.
It declared that " the three essential powers " of government
" ought to be kept as separate from and independent of each
other as the nature of a free government will admit." ^
The executive power was vested in the President of the state
and his Couucil of five — two Senators and three Representa-
tives— who were chosen annually by a joint ballot of both
houses.^
The judicial power was exercised by officers chosen by the
President and his newly created Council.*
The supreme legislative power was vested in a General
Court composed of a Senate and a House of Representatives,
each of which had "a negative on the other.'"* The Senate
was an exact counterpart of the Council under the first consti-
tution. It consisted of twelve persons,® seven of whom were
necessary to constitute a quorum. Its members were to
be elected by districts ; but, until otherwise ordered by the
General Court, the different counties were to elect each the
'A copy of this constitution is given in N. H. State Papers, XX, 9-30, and
in Poore, II, 1280, el seq. The convention that drew up the constitution of
1781 continued its labors for a period of more than two years (June, 1781
to October, 1783), and held no less than nine sessions. The result of their
prolonged labors is the constitution which was adopted June 2, 1784.
'Bill of Bights, Art. XXXVII. The incorporation of this principle
was probably due to the able arguments in the case cited above (p. 49,
note 8) and to the influence of other state constitutions which embodied this
feature — particularly that of Massachusetts, " which was supposed to be an
improvement on all which had been framed in America." (Farmer's
Belknap, 383.)
"State Papers, XX, 24; Poore, II, 1289.
*StaU Papers, XX, 23 ; Poore, II, 1288.
'^StaU Papers, XX, 15 ; Poore, II, 1284.
* Presided over by the President of the State who had a vote " equal with
any other member," and also " a casting vote in case of a tie."
145] New Hampshire. 53
same number of Senators that had been granted them by the
constitution of 1776.^ The House still retained the power to
originate money bills, but the Senate had power to " propose
or concur with amendments as on other bills." ^ The only
remnant of judicial power left the Senate was the trial of im-
peachments made by the House of Representatives,^ as] was the
case in most other states.
Senators were required to belong to the Protestant faith ; to
be possessed of a freehold estate of two hundred pounds with-
in the State ; to be at least thirty years of age, inhabitants of
the state seven years, and, at the time of their election, inhabi-
tants of the district from which they were chosen.*
1 Cf. Prov. Papers, VIII, 3, with Stale Papers, XX, 16 ; Poore, II, 1285.
'State Papers, XX, 20 ; Poore, II, 1287.
'State Papers, XX, 18 ; Poore, II, 1286. *Ibid.
CHAPTER IV.
I Rhode Island.
Section I. — Governmental Beginnings.
The first settlers of this state founded not a single colony,
but four separate and distinct settlements; namely, Provi-
dence in 1636, Portsmouth in 1638, Newport in 1639, and
Warwick in 1642.
These towns were at first independent, self-centred commu-
nities of persons who differed no less in governmental ideas ^
than in religious faith. There seems to have been, however, a
*In 1637, thirteen of the settlers of Providence signed a civil compact in
which they agreed to be governed '* by the maior consent of the .... Ihabi-
tants maisters of families Incorporated Together into a towne fellowship and
others whome they" should ''admit unto them" "only in civill things."
{Early Eec. of the Town of Prov., I, 1 ; B. I. Col. Rec, I, 14.) Town meet-
ings of all the inhabitants were held monthly down to 1640, when the growth
of the colony rendered a purely democratic government impracticable.
(Mr. W. E. Foster's Town Government in Rhode Island, J. H. U. Studies,
Fourth Series, II, p. 13, 16, 19 ; Arnold's Hist, of the State of Rhode Island,
I, 102. ) " The general business of the town " with a few exceptions, was
then delegated to " 5 Disposers " who held monthly meetings. They were
chosen by the town meetings in which all the freemen henceforth assembled
quarterly. {R. I. Col. Rec., I, 108-9 ; Historical Discourse by Hon. Thomas
Durfey in 250th Anniversary of Providence, 127.)
The Portsmouth settlers inclined to a sort of theocracy. Following Ju-
daic example, they chose a Judge " to exercise authority among them."
{R. I. Col. Rec., I, 52.) Witliin a year three elders were associated with
him and to them all was given " the whole care and charge of all the af-
fairs" of the colony. They were to administer justice and to draw up such
rules and laws as should be for the general welfare and "according to God."
In 1639, the people discarded the theocratic element to a great extent and
54
147] RTwde Island. 55
direct line of institutional development from germs that ap-
peared at the foundation of the two island governments, which
later united, and not only took the initial step towards a union
of all the settlements,^ but furnished a model for the govern-
ment of the whole colony.^ By a rapid series of developments
the Judges in the separate towns of Portsmouth and Newport
constituted themselves into "a civill body politicke." {Ibid., 70.) The
offices of Judge and Elders were continued and the number of the latter
was increased to seven. Their duties as a body seem to have been confined
principally to the judicial function, and a jury system was introduced. {Ibid.)
The government of Newport was a counterpart of that of Portsmouth,
from which it sprang, and with which it was finally united. It also had
Judges and Elders {Ibid., 87) who served chiefly in a judicial capacity {Ibid.,
90, 93), though they were granted some executive power. {Ibid., 95). In
legislative power they do not seem to have been superior to other freemen
who attended the General Quarter Courts.
In 1640 Portsmouth and Newport united in a common government.
{Ibid., 100). The titles of "Judge" and "Elder" were then abolished by
the General Court and those of "Governor" and "Assistant" substituted
in their stead. Provision was made for the election of a Governor, a
Deputy Governor and four Assistants, the Governor and two Assistants to
be chosen in one town and the Deputy and two other Assistants in the other
town. {Ibid., 101). They were " invested with the offices of Justices of the
Peace" ex officio. At the next "General Courte," "particular Courts" con-
sisting of " Magistrates (Assistants) and Jurors " were established to be held
each month at Newport and Portsmouth alternately for the trial of " all
such cases and actions as shall be presented." {Ibid., 103). Three months
later the Magistrates of each town were constituted a tribunal for the trial
of all cases, matters of life and death only excepted, that might arise in their
respective towns.
The settlers at Warwick, under the influence of Gorton, maintained that
they had no legal right to erect a government without being authorized to
do so by the mother country. {Ibid., 129). They therefore remained with-
out any form of government until the organization of the colonial govern-
ment in 1647.
^R. I Col. Rec, I, 125; Arnold, I, 113.
* Providence instructed its commissioners who attended the first meeting
of the towns under the charter of 1663-4 " to hold correspondency with the
whole in that model that hath been lately shown unto us by our worthy
friends of the Island." {R. I. Col. Rec., I, 43; Staples' Annals, R. I. Hist.
Soc. Coll., Vol. V, 62).
66 Colonial Origins of New England Senates. [148
were succeeded by the Governor of the united government of
the island, and then the President of the whole colony under
the first charter.^ The Elders at the same time and by a simi-
lar course of evolution became the Magistrates or Assistants of
the island and then of the united colony.^ The history of their
development into a Senate is unique. They came into existence
as a purely executive and judicial body, but later acquired legis-
lative power without losing their authority in the other branches
of government. They finally lost their executive and judicial
functions, but retained legislative power, and thus became a
true Senate.
On March 14, 1643-4, the English Parliamentary Commis-
sion granted a charter or patent^ to Providence, Newport and
Portsmouth * under the name of the Providence Plantations.'
*This charter was formed upon the Massachusetts model, with an addi-
tional feature which provided for a representative system, similar to that
which had grown up in Massachusetts. All the New England colonies were
assimilated to the same model.
' See supra.
' There seems to be no ground for the distinction between a charter and a
patent as given in Jameson's Dictionary of American History, p. 124. That
grants to individuals were not always called patents is evident from the
wording of the instruments granted to Lord Baltimore (Poore's Charters and
Constitutions, I, 811-17) and to William Penn {Ibid., II, 1509-15). On the
other hand the words, "charter" and "patent," seem to have been indis-
criminately used to designate grants both to corporations and to individuals.
See R. I. Col. Bee, II, 143-6 ; Conn. Col. Bee, I, 384. In fact, no distinc-
tions seem to have been made, by the colonists at least, in the use of these
terms. Penn referred to his "charter" of 1681 as "Letters Patent."
(Poore's Charters and Constitutions, II, 1536). See also Jacob's Law Dic-
tionai-y (London, 1809) under titles " Charters of Private Persons," "Grants
of the King" and "Patents," and Black's Law Die, pp. 196, 877.
* Although Warwick was not mentioned in the charter, it united with the
other towns at the organization of the government of the colony.
* A copy of this charter may be found in B, I. Col. Bee, I, 143-6 ; Coll.
of B. I. Hist. Soc, IV, 221-5 ; and Poore's Charters and Constitutions, II,
1594-5. An excellent account of the " Origin of the Charter Government
and Its Fundamental Principles" may be found in Burke's Report on
" Bhode Island — Interference of the Executive in the affairs of," (Pub. Doc.,
28th Congress, Ist Session. House Representatives Report No. 546) 6-8.
149] Ehode Island. 57
It prescribed no form of government nor mode of organization.
In fact, it still left the towns independent of each other and
was calculated to produce a confederation (Staatenbund) rather
than a union {Bundestaat)}
After the lapse of more than three years from the granting
of the charter, the first General Assembly of the colony met
at Portsmouth. The charter was then formally adopted and
the government systematically organized. The executive and
ludicial powers were largely vested in a President and four
Assistants,^ the latter of whom were annually elected by the
freemen of the several towns. A novel method of making
laws was then devised, by which the legislative power was
made to reside ultimately in the people.^ This cumbersome
* Staples' Annals, 68 ; Arnold's Hist, of R. I., I, 286. The charter granted
the inhabitants "full Power and Authority to rule themselves" "by such a
Form of Civil Government as by voluntary consent of all or the greater
Part of them, they shall find most suitable to their Estate and Condition."
{B. I. Col. Rec. I, 145).
* Chalmers' Annals. 273. They were given power " to arrest and bail
out or imprison all disturbers of the peace" {R. I. Col. Rec, I, 192-3);
and under certain circumstances, to issue summons {Ibid., 340-1), grant
commissions {Ibid., 347), and call special sessions of the General Assembly
{Ibid., 276).
As a judicial tribunal they were granted power " to hold semi-annually
the General Court of Tryall for the whole Colonic." {Ibid., 191, 194-5.)
"This court was held semi-annually and its jurisdiction extended over all
matters of greater weight," such as the higher class of crimes, cases between
town and town, between citizens and strangers ; and in general, to all
matters "not referred to other tribunals." (Durfee's Gleanings from the Ju-
dicial Hist. ofR. I, 7, 8, Pub. in E. I. Hist. Tracts, No. 18.) In 1651, this
tribunal was "converted into a court of appeal or review." {Ibid.)
They were also made " conservators of the peace in the Towne where they
live and throwout the whole Colony" {R. I. Col. Rec., I, 192), and were
authorized to act as Coroner in each town where they dwelt. {Ibid., 195.)
^Any town of the colony could take the initiative in legislation. When
a town desired the enactment of a law which concerned the whole colony,
the bill was drawn up, discussed and voted upon in the town-meeting. If
it was favorably considered by this meeting, a copy of the proposed law
was sent to the other towns for similar consideration. A report of the ac-
tions of all the towns was then 'commended' to the "Committee for the
68 Colonial Origins of New England Senates. [150
method, however, was forsaken after a brief trial and the
legislative power came to be largely exercised by a " Com-
mittee " of six from each of the towns.
The second charter, which was granted in 1663, marks the
entrance of the Assistants upon the legislative domain. It
vested the government of the colony in a Governor, Deputy
Governor, ten Assistants,^ and eighteen Deputies.^ The
General Courts" — a body composed of six from each town. If it was
found that " the major parte of the Colonie " concurred in the bill it was
declared " a Law till the next Generall Assembly of all the people " should
determine whether or not it should continue longer. In all cases where the
Assembly took the initiative in legislation, the bill as passed by that body
was referred by the Committee to the different towns, where it was voted
on by the people. These votes were sent " by the Towne Clarke of each
Towne ... .to the General Recorder," who, in the presence of the Presi-
dent opened and counted them. If a majority of the votes were favorable
to the bill it stood " as a law till the next General Assemblie " when it was
either confirmed or annulled. (i2. /. Col. Rec, I, 148-9; Staples' Annah,
65.) The Committee gradually assumed legislative authority under the
title of "the Court of Commissioners" until they came to be in fact the
General Assembly, although others who desired might sit with them.
{B. I. Col. Bee, I, 213, 228, 277 ; Arnold, I, 219.) Having assumed the
authority of the General Assembly they then assumed that title. (Arnold,
I, 230. ) A limit was also made to the time when the towns might inter-
pose their objections to acts initiated by the General Assembly, which acts
otherwise became laws. {B. I. Col. Bee, I, 229, 401, 429.) The referen-
dum was finally abolished under the second charter (B. I. Col. Bee, II, 26)
and in 1672 speaking "against any of the Acts and Orders" of the Assem-
bly "at any time, more especially in any town meeting," etc., was made a
crime punishable " at the discretion of the Justices." {Ibid., 439. )
* Of the twelve State Officers — two Executives and ten Assistants — five
were required to be inhabitants of Newport, three of Providence and two
each of Portsmouth and Warwick. {B. I. Col. Bee, II, 33 ; Staples' ArniaJi,
141 ; Arnold, I, 302). This appears to have been the first instance in New
England, and probably in any of the colonies, in which the Counsellors were
distributed according to geographical location. An act which was passed
in Massachusetts in the administration of Governor Phipps (1694), re-
quiring all Deputies to be residents of the district they represented, is often
incorrectly cited as the first instance in which this principle was introduced
in the American colonies.
* Newport was allowed six Deputies and the three remaining towns four
each. Towns that might be subsequently added were to be allowed two
Deputies each.
151] Rhode Island. 59
Assistants were elected annually and represented the colony
as a whole, while the Deputies were elected semi-annually^
and represented the towns.
Section II. — The Executive Function.
This charter granted the Governor or Deputy Governor and
Assistants authority over the militia, whenever occasion might
arise in a recess of the General Assembly.^ This proved a
very important and timely provision, since ample occasion
soon arose for the exercise of such power. Beginning in May,
1667, the Governor and Council, — for such it had become in
name ^ — held frequent meetings in the intervals of the General
Assembly.^ This became necessary because of a threatened
invasion by the French and Dutch, with whom the mother
country was at enmity, and the rapidly developing hostility of
the Indians which finally culminated in King Philip's War.
Their charter powers were amplified by the General Assembly
which authorized them to raise and equip troops ; to order
their movements ; to appoint and commission officers ; and in
short, to take all necessary steps for defending the colony,
if occasion should arise.® In the exercise of these duties,
their acts were considered equally binding with those of the
Assembly.^ In 1669 they arranged for monthly meetings of
the Council,^ but the condition of affairs rendered it necessary
* The origin of semi-annual elections of Deputies probably dated back to
the act of the first General Assembly of the colony (1647) by which the
representative system was created. It provided that " a week before any
General Courte," which met twice a year, " notice should be given to every
Towne by the head officers that they chuse a Committee for the Transaction
of the affairs there." {B. I. Col. Bee., I, 147).
* B. I. Col. Bee, II, 14 ; Douglass' Summary, II, 85.
' Within a year of the granting of the charter, the Assistants, while acting
in an executive capacity, assumed the title of " Council." (22. /. Ool, Bee,
II, 67).
* Ibid., 191 et seq. * Ibid., 205-8, 212.
6 Arnold, I, 330. ^ B. I Col. Bee., II, 256.
60 Colonial Origins of New England Senates. [152
to assemble much more frequently.^ Their summary dealings
with Ninecraft,^ their effective action in the King's Province
dispute,' their prompt announcement of the royal proclama-
tions * and their power to treat with enemies ' and to appoint
town officers,' indicate the nature and extent of their executive
authority from time to time. In October, 1708, we find that
no war measures at all were taken by the General Assembly.^
This was probably due to the fact that sufficient power had
already been granted the Council to provide for defence against
the enemy .^
By the outbreak of the Revolutionary War, however, the
Council had almost ceased to exercise executive power as a
body. The matters which arose in the recess of the Assembly
were entrusted to special committees appointed by that body
when occasion arose. These committees varied in name' and
composition ^° from time to time, but their general powers were
the same as those that had been previously exercised by the
Governor and Council.
Section III. — The Judicial Fundion.
" The charter," says Judge Durfee, " did not create judicial
tribunals, but empowered the General Assembly to create
them ; and accordingly, the General Assembly, at its first
session under the charter," turned its attention to a reorganiza-
tion of the judicial system." The Assistants were given power
» Arnold, I, 338.
*E. I. Col. Bee, II, 264-6, 269; Arnold, I, 339 et seg.
*R. I. Col. Hec, II, 266, 298 ; Arnold, I, 338, 344-6.
*R. J. Col. Bee, II, 461-2; Arnold, I, 359.
"iJ. i. Col. Bee, II, 489-90. "Ibid., Ill, 89.
' Ibid., IV, 48 el seq. * Arnold, II, 34.
'They were called " Committees of Safety," "Recess Committees," and
«* Councils of War."
«» jB. /. ai. Bee, VII, 327, 365, 383, 543 ; VIII, 22, 56, 229, 316, 419, 422,
471-2, 645, 616, etc.
" Cleanings, etc., 11 ; R. 1. Col. Bee., I, 25 et seq.
153] Bhode Island. 61
greater even than they had exercised under the first charter.
In fact, they seem to have been granted almost a monopoly of
judicial authority, since they not only served in this capacity
as individuals/ but they also constituted as a body, four of the
most important tribunals in the colony.^
They were required to hold " a special Court or Courts in
Newport for merchants and seamen, or any other," when
occasion arose ; ^ also semi-annual " Courts of Triall " alter-
nately at Providence and Warwick " for the trial of any
actional matter to the value of and under ten pounds, debt or
damages."* Matters referred to these courts finally passed
into the jurisdiction of the county courts upon the division of
the colony into counties.""
The General Court of Trials as constituted under the first
charter was continued under the second, though there was an
alteration in its composition and place of meeting. Its mem-
bership was confined exclusively to the Governor, Deputy
Governor, and at least six Assistants,® and its sessions were
held semi-annually at Newport.*^ In 1729 its name was
changed to " The Superior Court of Judicature, Court of As-
^ They were ex officio members of the town councils (B. I. Col. Rec, II,
27 ; Douglass' Summary, II, 85 ; Staples' Annals, 140, 155, 172) and served
as Coroners in the towns where they lived. (i2. /. Col. Rec., II, 28).
* These were : (1), The special courts for Newport ; (2), Two semi-annual
courts for Providence and Warwick ; (3), The General Courts of Trial ; (4),
Probate Courts with only an appellate jurisdiction. They also constituted
the Court for King's Province until 1669. {R. I. Col. Rec., II, 256).
3 R. I. Col. Rec, II, 26-7. *Ibid., 31.
* For the extent of jurisdiction exercised by the county courts, the justices
of the peace, the General Sessions of the Peace and the Inferior Courts of
Common Pleas, see Acts and Laws of R. I. from 1745 to 1750, ed. 1752, 77,
110; R. I. Col. Rec.,y; Douglass' Summary, II, 95-96.
® Under the charter of 1643-4 this court was composed at first of the
Governor and iSssistants, but in May, 1649, the Magistrates of the town
where the court assembled for the time, were added to the tribunal. (iJ. 1.
Col. Rec., I, 218).
^ Under the former charter this court was required to be held at the dif-
ferent towns of the colony in succession.
62 Colonial Origins of New England Senates. [154
size and General Goal Delivery," and its jurisdiction became
more largely appellate in both civil and criminal matters/ but
its composition and place of meeting, — two of its most radical
defects under the second charter,^ — remained unchanged. But
with the increase of litigation consequent upon the increase of
population, the Assembly was finally forced to remedy these
defects. The change was made in 1 747 by an act which re-
quired that in lieu of the Governor or Deputy Governor and
Assistants, this court should be held by five judges,^ a chief
and four associates who were to be appointed annually by the
General Court.* Although this act excluded the Assistants
from an ex officio seat, they were still eligible to judgeships in
this tribunal, since the offices were not declared incompatible.
The final step in the separation of these two offices was not
taken until 1780, when the doctrine of a separation of the
functions of government was in the ascendency in the newly
created states of the Union. It was then enacted by the
Assembly that, " Whereas it is incompatible with the consti-
tution of this state, for the legislative or judicial and powers of
government to be vested in the same persons," " for the future,
no member, either of the upper or lower house of Assembly
.... shall exercise the office of a justice of the superior court,
within this state, from and after the next election.'"' This
principle, once asserted, rapidly gained ground, and in May,
1783, an act was passed excluding all judges of the Court of
Common Pleas from the General Assembly.* There was not,
however, an absolute separation of the judicial and legislative
functions until a much later date, since the Senate still exer-
cised appellate jurisdiction in probate matter'' — a power which
^ Douglass' Summary, II, 96-7.
* Durfee's Gleanings from the Judicial Hist, of R. I., 16-20.
•'' Any three of whom were suflScient to constitute a quorum. {R. I. OoL
Bee., V, 226).
* Acts and Laws of R. I. from 1745 to 1750, ed. 1752, 27-8. Two sessions
of this ctfurt were to be held annually in each county of the colony.
* R. I. Col Ree., IX, 32. Ubid., 690.
' Douglass' Summary, II, 86, 97.
155] Rhode Island. 63
it had inherited from the Colonial Council.^ In the early part
of the present century, this final remnant of judicial power was
transferred from the Senate to the Supreme Judicial Court,^
and the Senate as a body ceased to exercise ex ojido judicial
authority.^
' In 1663 original probate jurisdiction was granted to the town councils
from whom appeals could be taken to the Governor and Council as " supreme
ordinary or judge of probates,"
''Arnold (II, 157) says this change occurred in 1802, while Durfee (33)
says it occurred in 1822.
' The General Assembly, however, not only exercised judicial authority
throughout the colonial period, but after the beginning of statehood, it con-
tinued to do so in violation of the wholesome principle which had been
enacted in 1780 (see supra). Under their oaths of oflSce as legislators, the
members of the General Assembly assumed the responsibility of judges, and
it is difficult at times to decide from the colonial records whether the legis-
lative or the judicial element predominated in its proceedings. In fact, the
prudent limitations placed upon the range of its jurisdiction as prescribed
by one Assembly were often totally disregarded by another. (Cf. Arnold,
I, 448, with Ibid., 459-60). Since it was above the courts it could exercise
unlimited authority, and therefore often came in conflict with them. The
case of Mawney vs. Peirce came up before the Superior Court in 1752, and
was decided in favor of the plaintiff. The defendant then appealed to the
Assembly as a court with appellate jurisdiction. A new trial was granted
before the Assembly, and a verdict was rendered which "over-ruled the
decision of the highest actual judicial authority in the colony." (ij. I.
Col. Rec, V, 359 ; Foster's Town Oovemment in R. I., J. H. Studies,
Fourth Series, II, 28). The case of Randall vs. Robinson, as Judge Durfee
observes, not only " shows how utterly powerless the judiciary was under
the charter in any conflict with the legislature," but also "illustrates the
danger attending the exercise of judicial power by the legislative branch
of the government." (^Gleanings, etc., 42). In the celebrated case of
Trevett vs. Weeden, in 1786, the Assembly compelled the judges of the
Superior Court to answer for having declared one of its legislative acts un-
constitutional. {R. I. Col. Rec., X, 219-20; Gleanings, etc., 52, et seq).
The decision of Chief Justice Ames in the case of Taylor vs. Place ren-
dered in 1856 put an end to the exercise of judicial power by the Assembly.
That body delayed action in the case of Ives vs. Hazard which came up
shortly after the above decision was rendered, and was constantly before it
until February, 1860, when it was finally withdrawn. Judge Durfee says
that "since then the Assembly has never, intentionally at least, encroached
upon the proper province of the judiciary." {Ibid., 65.)
64 Colonial Origins of New England Senates. [156
Section IV. — The Legislative Function.
As has been noted, the Assistants were given legislative
power by the second charter for the first time in Rhode Island
history.^ This charter declared the Governor or Deputy Gov-
ernor and at least six Assistants necessary to constitute a
quorum of the Assembly, — no reference being made to the
Deputies as an essential part of that body.
Being thus constituted, the Assembly was given power to
admit freemen,^ to establish courts and other necessary offices,
to elect and commission officers, to make and repeal laws and
ordinances, to regulate elections, and to alter or annul sen-
tences of the various courts of the colony.^ The only restric-
tion upon the exercise of this authority was imposed by an
ingeniously worded clause of the charter which virtually
annulled itself.* Not only was the legislature of the colony
thus freed from royal interference, but it was also independent
of the Governor, since he was not given the veto power." The
people of Rhode Island were therefore able to conduct their
government in the same spirit of independence that had pre-
viously characterized the towns.
To be sure the failure of the charter to recognize the pres-
ence of a majority of the Deputies as necessary to constitute a
quorum, was soon noted by the people, and in November, 1672,
' See supra, p. 58.
* This provision led to the final displacement of the charter in 1842.
'R. I. Col. Rec, II, 9-10; Douglass' Summary, II, 81-2; Chalmers'
Annals, 275.
* It required that the " laws, ordinances and constitutions soe made, bee
not contrary and repugnant unto, butt, as neare as may bee, agreeable to
the lawes of England, considering the nature and constitution of the place
and people."
*In 1732 the law officers of the Crown decided that "by the charter of
Rhode Island the governor had not veto power," and " more than all the
King himself had no power reserved in the charter either to sanction or to
veto any act of the Assembly that was not inconsistent with the laws of
England." (Arnold, II, 108; Palfrey, IV, 130-1.)
157] Rhode Island. 66
the Deputies made a formal demand for greater recognition.
After citing the privileges accorded all English citizens by
the Petition of Rights, they claimed, as "representatives of
the freemen" of the colony, the prerogatives accorded the
House of Commons in England. A reform bill was then
passed requiring: (1) That "noe tax nor rate from henceforth
shall be made layde or levied on the inhabitants of this Collony,
without the consent of the Deputys present pertaining to the
whole Collony ; " ^ and (2) That " in all weighty matters,
wherein the King's honor is most concerned, and the peoples
antient right and libertys most jeoparded . . . the Assembly
shall be the major part of the Deputys belonging to the whole
Collony, as there must be the major part of the Assistants (by
the charter). Butt otherwise, such said act (if made without
the major part of Deputys present), such said act shall be voyd
and of none effect." ^ Thus, instead of equalizing the power
of these bodies, an advantage was given to the Deputies, since
they outnumbered the Assistants, and all acts were passed by
a joint vote. This inequality was not offset until 1696,^ when
the Assembly was divided into two co-ordinate branches, each
having power to originate any bill * and to negative the legis-
^ In May, 1678, another restraint upon the taxing power of the Assembly
was imposed by an act which required notice of all levies to be given in
advance to all towns of the colony. (Arnold, I, 441).
*B. I. Col. Bee, II, 472-3; Arnold, I, 364-5.
* For more than thirty years after its organization the Assembly was a
unicameral body. This was not, however, in harmony with the ideas of the
people, since the colonial records (II, 63) show that it had become "a long
agitation" as early as the second meeting of the Assembly in October, 1664.
By numerous expedients and compromises final action on the matter was
deferred until May, 1 696, when the two houses separated, and the Governor,
Deputy Governor and ten Assistants became the Upper and the Deputies
the Lower House of the Assembly. See Prof. T. F. Moran's Rise and Devel-
apment of the Bicameral System in America, J. H. U. Studies, Thirteenth
Series, V, 22-6.
* In Khode Island alone of all the New England colonies the Senate had
undisputed power to originate money bills as late as the Bevolution.
6
66 Colonial Origins of New England Senates. [158
lative acts of the other.* The relations between the two bodies
continued unaltered throughout the remainder of the colonial
period, and in fact down to the present time.^ When the
colony became independent of Great Britain the charter as a
constitution of civil government was abrogated, yet the form
of government which was established by it was continued by
common consent without any essential change,^ and throughout
the constitution-making period which followed the close of
the struggle with England, Rhode Island, like Connecticut,
retained her old charter as a state constitution. After the
close of the Revolutionary War, the Upper House of the
Assembly, which had been called the " Council," was dignified
by the more republican and euphonious title of " Senate."
Section V. — The Constitution of 1842.
This instrument provided that the government of the state
should still be " distributed into three departments, the legis-
lative, executive, and judicial."*
The chief executive power was vested in a Governor and a
Lieutenant Governor, both of whom were elected annually.^
The judicial power was vested in a Supreme Court and in
such inferior courts as the General Assembly might ordain
and establish.®
The legislative function was vested in a General A&sembly
which continued to exercise the powers it had " hitherto exer-
cised, unless prohibited by the constitution."^ It was com-
^ Rhode Island is the only New England State in which the Governor
and Deputy Governor are still ex officio members of the Senate and the
Governor is denied a veto power.
* See infra.
3 Pease and Niles' Gazetteer of Conn, and R. I. (1819), 313. '•Art. III.
*Art. VII, Sec. 1, In 1854 the pardoning power was placed in the hands
of the Governor "with the advice and consent of the Senate." (Amend-
ments to the Ckjnstitution of 1842, Art. II. )
•ArU X, Sec. 1. ^Art. IV, Sec. 10.
159] Rhode Island. 67
posed of two branches — a House of Representatives and a
Senate.^ The former was based upon population, each town
being entitled to at least one Representative and not more than
one-sixth of the whole number.^ The Upper House was based
upon a different and somewhat arbitrary principle, — only one
Senator being elected annually from each town regardless of
population.^ As in colonial times, both bodies continued to
meet together in " Grand Committee " for the transaction of
matters pertaining to elections.* When sitting apart, the
powers and privileges of both continued to be co-equal in
every respect. The now effete and totally illogical principle
of limiting the prerogative of the Senate in the origination
of money-bills was still ignored as it had always been in Rhode
Island. Due caution was shown in regard to public finance
by the incorporation of a provision that a two-thirds vote " of
the members elected to each house," was necessary to appro-
priate " public money or public property for local or private
purposes."^ The spirit of regard for the primary source of
authority which has always characterized Rhode Island both
as a colony and a state was not totally ignored in this constitu-
tion. There were two provisions which restricted the power of
the General Assembly : (1) It was not allowed, except under
certain circumstances, " to incur State debts to an amount ex-
lArt. IV, Sec. 2. «Art. V, Sec. 1.
'Art. VI, Sec. 1. This protectioi^ of the rights of the minority is one of
the fundamental principles for which Rhode Island contended upon the
formation of the Federal Constitution. This " most conservative element
in their whole system of government" was incorporated into the Constitu-
tion of 1842 in order to " maintain unimpaired the equal rights of every
section of the State," and to " prevent any one interest from engrossing a
dangerous portion of political power" (Mr. Goddard's Address on the Oc-
casion of the change in the Oivil Government of R. L, 31), since such a city as
Providence, which at that time had 25,000 inhabitants and therefore wielded
in the House one-sixth of the power, was entitled to exert no more power
in the Senate than the town of Jamestown, which at that time had less than
400 inhabitants. (Ibid., 30.)
*Art. IV, Sec. 18 ; VIII, Sees. 3, 7 ; X, Sees. 4, 5. *Art. IV, Sec. 14.
68 Colonial Origins of New England Senaies. [160
ceeding fifty thousand dollars," " without the express consent
of the people ; " ^ and (2) all bills for the creation of corpora-
tions, with certain stipulated exceptions, should " be continued
until another election of members of the General Assembly,"
and "such public notice of the pendency thereof " should "be
given as may be required by law."^
No changes were made in the personnel of the Senate. The
Governor still held his position as ex offixiio President of that
body, and as such, had a casting vote " in case of equal divis-
ion," but no veto power.^ The Lieutenant Governor also
retained his position as an ea? offi,Gio member, having equal
privileges with the rest of the Senators.*
As in other states, the Senate retained a fragment of judicial
authority in its power to try impeachments.* A person con-
victed in such a trial was also liable to criminal " indictment,
trial, and punishment according to law." ^
» Art. IV, Sec. 13. * Art. IV, Sec. 17. » Art. VI, Sec. 2,
* Art VI, Sec. 1 . » Art. XI, Sec. 2. « Art. XI, Sec. 3.
CHAPTER V.
Conclusions.
Section I. — Origin of the New England Senates.
If the facts here set forth have been correctly apprehended,
the State Senates of New England did not originate in a desire
to transplant to American soil the English House of Lords ;
but on the contrary, they are in their most important and
essential features, the results of a natural course of develop-
ment under circumstances and conditions peculiar to the colo-
nies themselves.^ To be sure they bear some crude analogies
to the House of Lords, but analogies alone are dangerous
premises from which to deduce conclusions as to the origin
of institutions, since they may be due not to imitation but
to common race instincts or to similarity of circumstances.^
^ This phase of the subject has been presented by Janaes Harvey Robinson
in the AnTiak of Amer. Acad., I, 203-243, and by William C. Morey in ibid.,
529-557, also in ibid., IV, pt. 1, 201-232.
* " A strong current of similar events will produce coincidences in the
history of nations whose whole institutions are distinct ; much more will
like circumstances force similarly constituted nations into like expedients ;
nay, great legislators will think together even if the events that suggest the
thought be of the most dissimilar character. No amount of analogy between
two systems can by itself prove the actual derivation of the one from the
other." (Stubbs' Conslilutional Hist, of Eng., second edition, I, 207).
" We see the same political phsenomena repeating themselves over and
over again in various times and places, not because of any borrowing or
imitation, conscious or unconscious, but because the like circumstances have
led to the like results." (Freeman's Comparative Polities, 32).
69
70 Colonial Origins of New England Senates. [162
These analogies between the S^ate and the House of Lords
lose their force as arguments when we consider the facts that :
1. The Councils from which the Senates developed, origi-
nated in ideas foreign to the English political system. The
charters upon which the government of the colonies were
based, owe their origin not to the political but the commercial
policy of the mother country/ Hence the Council of Massa-
chusetts was evolved from the Board of Directors of a trading
company^ and furnished in turn, the model for those of
Connecticut ^ and New Hampshire;^ while in Rhode Island
it was merely a revival of the Hebrew Court of Elders,® and
previous to the granting of the charter of 1663 by which its
government was assimilated to the common model, this body
had no legislative power whatever.
2. The transition from Council to Senate was not made
through any conscious efforts to conform to British models.
The preceding pages of this study have shown that the suc-
cessive stages of this development, — the introduction of the
representative system,^ the granting of a negative power,'^ the
introduction of the bicameral system,* the loss of ex officio
membership in the Councils,^ the gradual diminution and
final disappearance of their executive and judicial authority,
and the differentiation of the powers and privileges of the two
branches of the legislatures^" — either followed from inter-
colonial influences or from efforts on the part of the colonists
to remove the points of friction in their crudely organized
governments, and thus to adapt their primitive institutions to
American conditions. If, again, the colonists had imitated a
common model in the development of this institution their
^ For an able presentation of this subject see Prof. Morey's Oenesis of a
Writlen Constitution, Annals of the Amer. Acad., Vol. I, p. 529 et seq., April,
1891.
^ Supra, p. 10. ^ Supra, pp. 28, 30, note 2,
* Supra, p. 46. ^ Supra, p. 56. ^ Supra, pp. 18, 56, note 1.
•» Supra, pp. 20, 36-7, 46, 65. 'Supra, pp. 20-1, 37, 46, 65.
» Supra, pp. 21-2. ^^ Supra, pp. 16, note 1, 22-3, 37.
163] Conelusions. 71
results would have exhibited more features in common. On
the contrary, however, at the formation of the Federal Con-
stitution they differed in almost every characteristic feature, —
in size,^ composition,^ qualification,^ basis of election,* powers
and privileges.^ In fact, as Prof. Morey forcibly observes,
" it might well be said that they were common only in that
feature, in which they differed from the English House of
Lords, namely, the fact that they were all based upon popular
election." ^
^ The size of the early state Senates in New England were as follows :
Massachusetts, thirty -one {supra, p. 27, note 2) ; Connecticut, twelve {supra,
pp, 30, note 4, 38) ; New Hampshire, twelve {supra, p. 52), and Ehode
Island, ten {supra, p, 58).
* In Massachusetts the Governor and Lieutenant-Governor ceased to be
ex officio members of the Senate in the colonial era {supra, pp. 21-2). In Con-
necticut both retained their seats in this body until 1818 {supra, pp. 38-9).
In New Hampshire the Senate was composed of twelve Senators, presided
over by the Presidentof the state who had a vote equal with the others {supra,
p. 62). In Rhode Island the Governor and the Lieutenant-Governor still
have a seat in the Senate the former being ex officio President {supra, pp. 66,
note 1, 68).
'The qualifications for Senator after the Revolution were as follows:
Massachusetts — must be an inhabitant of the state five years and of the
district at the time of election, have a freehold estate of £300 or a personal
estate of £600 {supra, p. 26, note 1 ) ; Connecticut — must be a citizen of the
state {supra, p. 39, note 2) ; New Hampshire — must be a protestant, pos-
sessed of a freehold estate of £200 within the state, an inhabitant of the state
for seven years preceding election and of the district from which chosen at
the time of election {supra, p. 23) ; Rhode Island — citizenship in one of
the four principal towns of the colony {supra, p. 67).
* In Massachusetts the Senators were chosen from electoral districts {supra,
p. 27, note 2) ; in Connecticut from the state at large {supra, p. 38) ; in New
Hampshire from electoral districts {supra, p. 52) ; and in Rhode Island from
the different towns of the state {supra, p. 67).
*In Massachusetts {supra, p. 27), and New Hampshire {supra, p. 53) the
Lower House alone could originate money bills, while in Rhode Island it
could be done by either branch {supra, p. 65, note 4). In Massachusetts
and New Hampshire the Upper House alone had power to try impeach-
ments.
6 Annals Amer. Acad., IV, pt. I, p. 22, September, 1893.
72 Colonial Origins of New England Senates. [164
Section II. — Forces which gave Direction to the Development.^
It is difficult to account in a satisfactory way for all the
phenomena which appear in the history of this evoltition from
Council to Senate. Of the many complicated causes which
determined the course of this development, from time to time,
the following appear to the writer as worthy of mention :
1. lAmitation of the Number of Counsellors. — In all these
colonies the number of Counsellors was fixed by charter and
could not therefore increase with the growth of population^ as
could the Deputies or Representatives chosen by the towns.
Since the General Courts were at first unicameral bodies, this
limitation threatened to destroy the power of the Councils
which formed a hopelessly small and constantly diminishing
proportion in the membership of these bodies. This cause,
enforced by the constant clashing of authority, led to two im-
portant results in the evolution of the Councils : (1) The
granting of a negative vote to each of the constituent parts of
the General Courts over the acts of the other,^ and (2) The
introduction of the bicameral system.*
2. Extent of Authority, and Gi'owth of the Colonies. — The
Councils not only enjoyed a legislative power which was co-
ordinate with that of the popular branches, but their authority
also extended originally over the executive and judicial do-
mains. Thus the body which was incapable of increase was
granted powers which extended into every department of gov-
ernment, while the larger and more elastic body, numerically
speaking, was preeminently a legislative body. Upon the
* No author, within the knowledge of the writer, has hitherto attempted
to go into the details of this discussion.
* It is not probable that the colonists, who were jealous of the aristocratic
tendencies of these bodies, desired to increase their number. See 8upra.
^ Supra, pp. 20, 36-7. New Hampshire was an exception. Having had
the benefit of the experiences of Massachusetts she settled this question
without a struggle {supra, p. 46).
* Supra, pp. 20-1, 37, 65.
166] Conclusions. 73
growth ©f the colonies and the consequent increase of public
business, it became impossible for the Counsellors to attend to
their numerous and constantly accumulating duties. Since
their number was not permitted to increase to a degree com-
mensurate with the burdens of their office, the problem could
only be solved by restricting the scope of their authority.
This resulted in a diminution of their executive and judicial
duties in the following ways : (1) By the delegation of their
powers, especially those of a judicial nature;^ (2) By the cre-
ation of judges outside their ranks ;^ and (3) By a reduction
of the number of Counsellors necessary to constitute a quorum.'
3. Illogical Principle upon which Power was Distiibuted. —
Instead of having a wholesome system of checks and balances,
the colonial governments present a union of the most incom-
patible principles of authority. The Counsellors were at the
same time intrusted with the making, the interpreting, and
the executing of laws. As members of the General Courts,
which constituted the supreme judicial tribunal of the colonies,
they heard and were allowed either to help determine or at
least to express opinions on cases of appeal from their verdicts
as courts of the first instance. They were also required to
act upon bills for the regulation of the judicial system — in
which they were of course personally concerned — before such
bills could have the force of law. The most serious defect of
such a distribution of power was perhaps its effect upon the
offices of relatively small importance. Since the Counsellors
acted in several capacities, they were usually chosen with re-
gard to their most important function. This principle of
choice might lead to the selection of an efficient legislative
body, but since those most efficient in legislation are not
always the most capable in administration and adjudication,
one or both of these functions must suffer by such a union.
The colonists saw and opposed some of these incongruities
^Svkpra, pp. 17, 33-6, 45, 62. 'Ibid. 'Supra, p. 10, note 2.
6
74 Colonial Origins of New England Senates. [166
from time to time, but were unable to effect the necessary
changes before the formation of their State Constitutions.
4. Introduction of the Idea of a Complete Separation of the
Functions of Government. — Although the growth of the colo-
nies and the illogical distribution of power tended to a differ-
entiation of governmental functions, it is not probable that
this principle would have been so clearly and uniformly
applied as it is at present, if the Montesquieu^ doctrine of a
complete separation of the functions of government had not
gained an ascendency in the colonies just as they were entering
the great constitution-making epoch in their history. Hence
the introduction of this idea must have hastened, at least, the
final step in the evolution of the Senate.
5. Inter-Goloniallnflaences. — This force is particularly notice-
able in the New England colonies, since their laws and insti-
tutions are alike in many respects, and come for the most part
from the same mother colony. This natural predilection was
further increased by their close proximity to each other and
their isolation from the mother country, their homogeneity in
race and language, and their common dangers and ambitions.
These things produced an intercourse among them, which
resulted in the general dissemination of American principles.
6. English Charter's and Precedents. — The various charters
of the New England colonies have a common origin and there-
fore resemble in many respects. They furnished the broad
'"Zneret hat Montesquieu das moderne Princip rait Naclidruck und mit
Erfolg verkiindet." (Bluntschli's Slalslehre, 588.)
" Lorsque, dans, la raSine personne ou dans le m£me corps de magistra-
ture, la puissance legislative est r^unie i la puissance ex^cutrice, il n'y a point
de liberl^ parce qu'on peut craindre que le mSrne monarque ou le m6me
s^nat ne fasse des lois tyranniques pour les ex^cuter tvranniquement.
" II n'y a point encore de liberie si la puissance de juger n'est pas s^par^e
de la puissance legislative et de rex^cutrice. Si elle etait jointe & la puis-
sance legislative, le pouvoir sur la vie et la liberty des citoyens serait arbi-
traire; car le juge serait legislateur. Si elle etait jointe & la puissance
executricc, le juge pourralt avoir la force d'un oppresseur." (Montesquieu's
De UEaprU de Lois, Book XI, Ch. VI.)
167] (hndusions. 76
outlines of government and thus gave general direction to the
development of institutions which are distinctly American.
The colonists were also conversant with the English Consti-
tution and began at an early day to cite such English precedents
as might be in their favor. The extent of both these influ-
ences may, however, be easily exaggerated, since the most
beneficent features of colonial government, — the representative
system for example* — were not established by any charters
until they had become established in the colonies ; and again,
the assertion of a claim to the benefits bestowed by any
particular English precedent was by no means tantamount to
a concession on the part of those with whose ideas or interests
it came in conflict. For instance, the right of the popular
branch to originate money bills was asserted in Massachusetts
at a comj)aratively early date. This demand was doubtless
based upon English precedent, but since the charter contained
no such provision, the point at issue was not finally conceded
without a scries of conflicts extending over a long jxiriod of
time. In fact, English precedents had to fight their battles
anew on American soil, and were seldom incorporated into the
government of the colonies before they had shown themselves
worthy of a place in our political system. Hence those
features which were usually claimed as an inheritance and
consciously adopted, were " not so much the customary forms
which entered into the structure of the British government as
those chartered privileges which might serve to protect them
from the supervision and interference of autocratic power.'"
Section III. — Inherited Characteristics of tlie Senates.
Although, as has been noted, the Councils in the New
England colonics presented many essential points of contrast
to each other, there is, nevertheless, a certain degree of unity
^Supra, p. 18.
•Morey's First Stale CkmsiiltUions, Annals Amer. Acad., Vol. IV, pt. 1, 32,
September, 1893.
76 Colonial Origins of New England Senates. [168
in this diversity. They exhibited certain features in common
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the Lower Houses of the Assemblies on the following points :
1. Size. — The Councils were always the smaller of the two
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variation that is noticeable in the Lower Houses.
2. Personnel. — The Councils were composed of the more
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Representatives were chosen from among the people and were
therefore more closely in touch with them, and hence more
radical in principle.
3. Basis of Selection} — The Counsellors represented a lar-
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chosen by towns or hundreds.
4. Term of Office. — The Counsellors were chosen for a long
term,* while the Representatives were always chosen for a brief
period.
^ The method by which the Couosellors were chosen varied from time to
time. See supra.
' In Massachusetts and Connecticut the Counsellors had at first practi-
cally a life-tenure. See supra.
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